John M. Brinkmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Martin Alvin Brinkmann, who also goes by John Martin Brinkmann, John Martin Alvin Brinman, John Martin Alvin Brinmann, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2011 - January 12, 2017
TD AMERITRADE, INC.
January 16, 2003 - September 1, 2011
NATIONAL FINANCIAL SERVICES LLC
April 26, 2001 - December 31, 2002
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
