Seana D. Hull
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seana Day Hull, who also goes by Seana Erin Day, was a registered financial professional .
Seana is a previously registered financial professional and started their career in finance in 2001. Seana had worked at 3 firms and has passed the Series 66, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2014 - January 31, 2014
HEADWATERS BD, LLC
December 3, 2010 - January 9, 2012
AGC PARTNERS
October 20, 2004 - June 21, 2005
HEADWATERS BD, LLC
July 23, 2001 - February 21, 2003
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
HEADWATERS BD, LLC
CRD#: 117042 / SEC#: , 8-53582
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
