Derek P. Delsimone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Peter Delsimone, who also goes by Derek Peter Del Simone, Derek Peter Delsimone, was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 2002. Derek had worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2016 - December 31, 2023
BURPEE DEL SIMONE WEALTH MANAGEMENT LLC
October 24, 2016 - August 21, 2023
BURPEE DEL SIMONE CAPITAL MARKETS LLC
November 20, 2007 - October 19, 2016
LPL FINANCIAL LLC
November 19, 2007 - October 19, 2016
LPL FINANCIAL LLC
January 21, 2005 - November 20, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 21, 2005 - November 20, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 16, 2002 - January 25, 2005
MORGAN STANLEY DW INC.
May 22, 2002 - January 25, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BURPEE DEL SIMONE WEALTH MANAGEMENT LLC
CRD#: 284632 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 15,834,402 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Arizona | ERA - Withdrawn - Failed to Renew | 12/31/2023 |
| Florida | ERA - Withdrawn - Failed to Renew | 12/31/2023 |
| Iowa | ERA - Withdrawn - Failed to Renew | 12/31/2023 |
| New York | ERA - Withdrawn - Failed to Renew | 12/31/2023 |
| Pennsylvania | ERA - Withdrawn - Failed to Renew | 12/31/2023 |
| Texas | ERA - Withdrawn - Failed to Renew | 12/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
