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SD

Steven T. Dean

BALDWIN WEALTH PARTNERS
CAMBRIDGE, MA
Some features on this profile are disabled
CRD#: 4344419
SD

Professional summary

Steven Thomas Dean is a registered financial advisor currently at BALDWIN WEALTH PARTNERS, LLC located in Cambridge, Massachusetts.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Steven has worked at 16 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OBA: RIDESHARE DRIVER; ADDRESS OF OBA: DANVERS, MA 01923; NATURE: RIDESHARE DRIVER FOR UBER AND LYFT; INVESTMENT RELATED: NO; TITLE WITH OBA: INDEPENDENT CONTRACTOR/OPERATOR; DUTIES: PART-TIME WEEKEND DRIVER ON DEMAND FOR UBER AND LYFT; START DATE: 08/02/2024; APPROX. NUMBER OF HOURS/MONTH: 20-30; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Thomas Dean's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2024 - Present

BALDWIN WEALTH PARTNERS, LLC

RIA
CRD#: 105343
CAMBRIDGE, MA
Past

June 14, 2023 - July 2, 2024

KLR INVESTMENT ADVISORS, LLC

RIA
CRD#: 124716
WALTHAM, MA
Past

February 15, 2023 - April 25, 2023

BECK BODE LLC

RIA
CRD#: 282611
DEDHAM, MA
Past

March 19, 2019 - May 2, 2022

CITIZENS CAPITAL MARKETS

BD
CRD#: 277073
BOSTON, MA
Past

March 25, 2015 - May 2, 2022

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
MEDFORD, MA
Past

April 11, 2013 - July 14, 2014

CITIZENS SECURITIES, INC.

RIA
CRD#: 39550
NORWOOD, MA
Past

April 11, 2013 - July 14, 2014

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
NORWOOD, MA
Past

November 2, 2012 - April 3, 2013

WALNUT STREET SECURITIES, INC.

RIA
CRD#: 15840
WEST HARTFORD, CT
Past

November 2, 2012 - April 3, 2013

TOWER SQUARE SECURITIES, INC.

RIA
CRD#: 833
WEST HARTFORD, CT
Past

November 2, 2012 - April 3, 2013

NEW ENGLAND SECURITIES

RIA
CRD#: 615
WEST HARTFORD, CT
Past

November 2, 2012 - April 3, 2013

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
WEST HARTFORD, CT
Past

October 24, 2012 - April 3, 2013

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

October 24, 2012 - April 3, 2013

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA
Past

October 24, 2012 - April 3, 2013

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

October 24, 2012 - April 3, 2013

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

October 24, 2012 - April 3, 2013

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
NEW YORK CITY, NY
Past

October 27, 2011 - October 1, 2012

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT
Past

March 14, 2011 - September 26, 2011

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
WALTHAM, MA
Past

March 28, 2006 - September 26, 2011

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

March 3, 2005 - March 29, 2006

VOYA FINANCIAL PARTNERS, LLC

RIA
CRD#: 34815
HARTFORD, CT
Past

March 3, 2005 - March 29, 2006

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

October 6, 2004 - February 22, 2005

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
WALTHAM, MA
Past

January 2, 2004 - February 22, 2005

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

November 4, 2002 - January 8, 2004

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 27, 2002 - November 4, 2002

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
LYNNFIELD, MA
Past

May 3, 2001 - April 17, 2002

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BALDWIN WEALTH PARTNERS, LLC
ARJUNA CAPITAL | BALDWIN WEALTH PARTNERS, LLC | BALDWIN BROTHERS LLC | BALDWIN BROTHERS INC

CRD#: 105343 / SEC#: 801-15418

RIA
Registered Investment Advisory firm - (7/1/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(7/9/2024)
IAR
Texas
(7/1/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/30/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/18/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/2/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/3/2004
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/27/2004
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/10/2002
General Securities Principal Examination

Current Firm

BW
BALDWIN WEALTH PARTNERS, LLC
ARJUNA CAPITAL | BALDWIN WEALTH PARTNERS, LLC | BALDWIN BROTHERS LLC | BALDWIN BROTHERS INC

CRD#: 105343 / SEC#: 801-15418

RIA
Registered Investment Advisory firm - (7/1/1980 Approved)
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Contact information

Main Address
204 Spring Street, Marion, MA 02738
Mailing Address
Phone number
(508) 748-0800
Established
Firm type
Fiscal year end
# of Employees
33

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

03 25 2025 BBI FORM ADV PART 2A FINAL (3/25/2025)

Regulatory assets under management

Total Number of Accounts2,252
AUM (Assets Under Management)$ 2,411,954,815

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/14/2025
Cover Page
Report
09/18/2024
Cover Page
Report
12/07/2023
Cover Page
Report
12/16/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BALDWIN WEALTH PARTNERS, LLC

CRD#: 105343Cambridge, MA

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