SR
Sandra J. Rolon
LATITUDE ADVISORS
MIRAMAR, FL 33025
Some features on this profile are disabled
CRD#: 4344144
SR
Professional summary
Sandra Jean Rolon, who also goes by Sandra Rolon, Sandra Spires, is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in Miramar, Florida and GWN SECURITIES INC. located in Miramar, Florida.
Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Sandra has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sandra Rolon | Sandra Spires
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)SANDRA ROLON & ASSOCIATES, CPA PA 3600 RED ROAD #403 MIRAMAR, FL 33025 ACCOUNTING FIRM ACCOUNTANT, EMPLOYEE 04/2004 TO PRESENT 40 HOURS PER WEEK PREPARATION OF TAX RETURNS 2)SANDRA ROLON/PROPRIETOR NOT INVESTMENT RELATED 18601 TROON DRIVE MIAMI, FL 33015 LIFE&HEALTH INSURANCE SALES, LIFE&HEALTH INSURANCE AGENT WITH THE STATE OF FL NO RELATION TO OTHER BUSINESS 02/1999 TO PRESENT 2 HOURS PER WEEK LIFE&HEALTH INSURANCE AGENT (REPARATION OF APPLICATIONS) 3) INVESTMENT ADVISOR REP WITH LATITUDE ADVISORS, LLC 10/2009 TO PRESENT 1 HOUR PER WEEK INVESTMENT APPLICATIONS 4)Rolon Financial Group, Is Investment Related, DBA, Financial Professional, 11/02/2009,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. SFR REAL ESTATE, LC NATURE: Real Estate POSITION: Owner INVESTMENT RELATED: Is Investment Related START DATE: 2007-01-14 HOURS: 5 hours per month SECURITIES TRADING HOURS: 0 hours per month during trading hours ADDRESS: 3600 Red Road #403, Miramar, FL 33025 DESCRIPTION: Manage Rental income properties VENETO IN MARAMAR CONDO ASSOCIATION, INC INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "3600 Red Road, 403, Miramar, FL, 33025, United States", Board Member, Board Member, 1/1/2023, 1 hours per month, 0 hours per month during trading hours, DESCRIPTION: Board member of my office condo association
CRS (Client Relationship Summary) - RIA
Click below to view Sandra Jean Rolon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2009 - Present
LATITUDE ADVISORS, LLC
Office #1: The Veneto 3600 Red Road Suite 403, Miramar, FL, 33025RIA
CRD#: 151001
MIRAMAR, FL
Current
November 21, 2013 - Present
GWN SECURITIES INC.
Office #1: 3600 Red Road, Suite 403, Miramar, FL 33025RIA
BD
CRD#: 128929
Miramar, FL
Past
November 2, 2009 - October 30, 2013
GWN SECURITIES INC.
BD
CRD#: 128929
MIRAMAR, FL
Past
July 9, 2004 - November 16, 2009
MEDALLION ADVISORY SERVICES, LLC
RIA
CRD#: 113788
MIRAMAR, FL
Past
February 14, 2003 - November 16, 2009
MEDALLION INVESTMENT SERVICES, INC.
BD
CRD#: 45314
MIRAMAR, FL
Past
July 2, 2002 - February 18, 2003
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/15/2017)
IAR
Florida(11/20/2009)
RR
Florida(11/21/2013)
RR
Virginia(10/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Yorkville, IL
Mailing Address
Phone number
(630) 553-3730
Established
Firm type
Fiscal year end
# of Employees
70
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LATITUDE ADVISORS, LLC
CRD#: 151001Miramar, FL 33025TRUST BUT VERIFY
Monitor Sandra Rolon
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
