EM
Evan G. Mathew
TREK FINANCIAL
Davis, CA 95616
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CRD#: 4344113
EM
Professional summary
Evan G Mathew is a registered financial advisor currently at TREK FINANCIAL located in Davis, California.
Evan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Evan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). ARTHRITIS FOUNDATION, ADVISORY BOARD MEMBER SACRAMENTO CHAPTER, BRINGING AWARENESS OF ARTHRITIS, 09/01/2009, 2 HRS MONTH. COMPENSATION $0.
2). GRACE & GLORY FOUNDATION - GRACE VALLEY CHRISTIAN CENTER, 2717 COUNTY ROAD 98 DAVIS, CA 95616, BOARD MEMBER/OFFICER/DIRECTOR. 02/18/2014, 2 HRS/MONTH, ADMINISTRATION,$0 COMPENSATION.
3) BCJ CAPITAL MANAGEMENT. REGISTERED INVESTMENT ADVISOR. INVESTMENT ADVISOR, ASSET MANAGEMENT, AND FINANCIAL PLANNING SERVICES. SOLICTOR. START 01/01/2010. 12 HOURS. COMPENSATION $9000.
4) GRACE VALLEY CHRISTIAN CENTER, 27173 COUNTY ROAD 98 DAVIS, CA 95616, BOARD MEMBER/ADMINISTRTION, MANAGEMENT FOR CHURCH AND CHURCH OFFICE, SINCE 03-19-2014, 10 HRS/MONTH, $0 COMPENSATION FOR BOARD, $10,000 FOR ADMIN.
5) VARIOUS OTHER OUTSIDE INSURANCE COMPANIES
CRS (Client Relationship Summary) - RIA
Click below to view Evan G Mathew's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2017 - Present
TREK FINANCIAL
Office #1: 2050 Lyndell Terrace Suite 110, Davis, CA 95616RIA
CRD#: 109376
Davis, CA
Past
May 6, 2015 - March 31, 2016
WORLD EQUITY GROUP, INC.
RIA
CRD#: 29087
Davis, CA
Past
May 6, 2015 - March 31, 2016
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
Davis, CA
Past
June 12, 2001 - May 7, 2015
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DAVIS, CA
Past
February 28, 2001 - May 7, 2015
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DAVIS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TREK FINANCIAL
BAUER & ASSOCIATES, INC. | WITTROCK FINANCIAL GROUP | UTAH SMALL BUSINESS SOLUTIONS | TREK FINANCIAL, LLC | TREK FINANCIAL | STRATEGIC FINANCIAL SERVICES | STRATEGIC BENEFIT SOLUTIONS | STATERA WEALTH MANAGEMENT | PRISM FINANCIAL CONCEPTS | OMNIAVELIS | MANWARING WEALTH MANAGEMENT | INNOVATIVE RETIREMENT PLANNERS, INC. | EMPOWERED FINANCIAL MANAGEMENT | DETRAY INVESTMENT GROUP | DELMER HYDE FINANCIAL GROUP | CLINTON BROWN FINANCIAL | BULWARK CAPITAL MANAGEMENT | BLUELINE FINANCIAL PLANNING | BCJ CAPITAL MANAGEMENT, LLC | BCJ CAPITAL MANAGEMENT | BAUER CAPTAIN & JOHNSON, INC. | BAUER CAPTAIN & ASSOCIATES, INC.
CRD#: 109376 / SEC#: 801-58087
RIA
Registered Investment Advisory firm - (11/15/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/27/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TF
TREK FINANCIAL
BAUER & ASSOCIATES, INC. | WITTROCK FINANCIAL GROUP | UTAH SMALL BUSINESS SOLUTIONS | TREK FINANCIAL, LLC | TREK FINANCIAL | STRATEGIC FINANCIAL SERVICES | STRATEGIC BENEFIT SOLUTIONS | STATERA WEALTH MANAGEMENT | PRISM FINANCIAL CONCEPTS | OMNIAVELIS | MANWARING WEALTH MANAGEMENT | INNOVATIVE RETIREMENT PLANNERS, INC. | EMPOWERED FINANCIAL MANAGEMENT | DETRAY INVESTMENT GROUP | DELMER HYDE FINANCIAL GROUP | CLINTON BROWN FINANCIAL | BULWARK CAPITAL MANAGEMENT | BLUELINE FINANCIAL PLANNING | BCJ CAPITAL MANAGEMENT, LLC | BCJ CAPITAL MANAGEMENT | BAUER CAPTAIN & JOHNSON, INC. | BAUER CAPTAIN & ASSOCIATES, INC.
CRD#: 109376 / SEC#: 801-58087
RIA
Registered Investment Advisory firm - (11/15/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255
Mailing Address
Phone number
(480) 483-1510
Established
Firm type
Fiscal year end
# of Employees
56
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,057 |
| AUM (Assets Under Management) | $ 2,492,708,552 |
Red Flags
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