Paul K. Craig

TOWER WEALTH ADVISORS

WHEATON, IL 60187

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CRD#: 4344092

Professional summary

Paul Keith Craig is a registered financial advisor currently at TOWER WEALTH ADVISORS, INC. located in Wheaton, Illinois.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Paul has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GLENBARD TOWNSHIP HIGH SCHOOL DIST #87 GLEN ELLYN IL. 08/1998. I AM A TEACHER FOR THIS DISTRICT. I DEVOTE 200 HOURS PER MONTH TO THIS BUSINESS, 160 DURING TRADING HOURS (AUG-MAY). I AM COMPENSATED BY SALARY. 2. TOWER FINANCIAL MANAGEMENT CO: 500 S. COUNTY FARM RD., WHEATON, IL. 06/1998. I AM AN INSURANCE AGENT FOR THIS COMPANY. I WILL DEVOTE 25 HOURS PER MONTH TO THIS BUSINESS, 5 DURING TRADING HOURS.I SELL INDEXED ANNUITY, FIXED ANNUITY, AND LIFE INSURANCE.COMPENSATED BY COMMISSIONS. 3. WHEATON COLLEGE; NON-INVESTMENT RELATED; WHEATON, IL; HEAD GOLF COACH; ACTIVITY BEGAN 06/2018; I DEVOTE APPX 20 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; OVERSEE GOLF PROGRAM, SCHEDULE AND ATTEND MATCHES, ASSIST IN TRAINING AND PRACTICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Keith Craig's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2016 - Present

TOWER WEALTH ADVISORS, INC.

Office #1: 301 S. County Farm Rd Suite D, Wheaton, IL 60187

RIA

CRD#: 154053

WHEATON, IL

Past

February 22, 2016 - August 21, 2018

FORMULAFOLIOS DISTRIBUTORS, INC.

RIA

CRD#: 151168

WHEATON, IL

Past

June 19, 2015 - December 31, 2020

AUSDAL FINANCIAL PARTNERS, INC.

RIA

CRD#: 7995

WHEATON, IL

Past

June 19, 2015 - November 4, 2024

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

WHEATON, IL

Past

November 13, 2012 - June 19, 2015

SOUTHEAST INVESTMENTS, N.C., INC.

CRD#: 43035

CHARLOTTE, NC

Past

January 14, 2011 - January 27, 2015

TOWER WEALTH ADVISORS, INC.

RIA

CRD#: 154053

WHEATON, IL

Past

September 21, 2009 - March 20, 2015

FORMULAFOLIOS DISTRIBUTORS, INC.

RIA

CRD#: 151168

WHEATON, IL

Past

October 18, 2007 - November 30, 2010

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

WHEATON, IL

Past

March 5, 2001 - October 17, 2007

SECURITIES AMERICA, INC.

CRD#: 10205

WHEATON, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/28/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/2/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/3/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TOWER WEALTH ADVISORS, INC.

ALPHA CAPITAL ADVISORS, INC. | TOWER WEALTH ADVISORS, INC. | CORPORATE RETIREMENT SOLUTIONS GROUP

CRD#: 154053 / SEC#:

Illinois

Registered Investment Advisory firm - (9/24/2010 Approved)

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Contact information

Main Address

301 S. County Farm Rd Suite D, Wheaton, IL 60187

Mailing Address

Phone number

(630) 682-1888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	218
AUM (Assets Under Management)	$ 49,211,823

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul K. Craig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Keith Craig's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORMULAFOLIOS DISTRIBUTORS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

SOUTHEAST INVESTMENTS, N.C., INC.

TOWER WEALTH ADVISORS, INC.

FORMULAFOLIOS DISTRIBUTORS, INC.

AUSDAL FINANCIAL PARTNERS, INC.

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2009

Series 63

Date: 6/2/2001

SIE

Date: 10/1/2018

Series 6

Date: 3/3/2001

Current Firm

TOWER WEALTH ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TOWER WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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