Francis J. Moronski
Professional summary
Francis Joseph Moronski, who also goes by Frank Moronski, is a registered financial professional currently at FR TRADING LLC located in New York, New York.
Francis is registered as a RR (Registered Representative) and started their career in finance in 2001. Francis has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 87, Series 55, Series 25, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Joseph Moronski's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2023 - Present
FR TRADING LLC
Office #1: 225 Liberty Street 30th Floor, New York, NY 10281February 14, 2022 - March 10, 2022
PIPER SANDLER & CO.
April 28, 2014 - March 10, 2022
CORNERSTONE MACRO LLC
May 28, 2004 - September 12, 2013
G&L PARTNERS, INC.
February 19, 2003 - June 7, 2004
G&L PARTNERS, LLC
April 2, 2002 - February 19, 2003
DEUTSCHE BANK SECURITIES INC.
March 7, 2001 - September 7, 2001
FARINA & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 5/16/2008
Limited Representative-Equity Trader ExamSeries 25
Date: 6/18/2002
NYSE Trading Assistant ExaminationCboe Exchange, Inc.
FINRA
NYSE Arca, Inc.
Current Firm
FR TRADING LLC
CRD#: 318566 / SEC#: , 8-70870
Contact information
Documents
Red Flags
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