Julia S. James
Professional summary
Julia Sun James is a registered financial professional currently at SCOTT JAMES GROUP, INC. located in Falls Church, Virginia.
Julia is registered as a RR (Registered Representative) and started their career in finance in 2002. Julia has worked at 1 firm and has passed the Series 63, Series 11 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julia Sun James's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2002 - Present
SCOTT JAMES GROUP, INC.
Office #1: 6700 Arlington Boulevard, Falls Church, VA 22042Office #2: 6700 Arlington Boulevard, Falls Church, VA 22042State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2003)
(2/27/2004)
Exams
Series 11
Date: 8/26/2010
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
SCOTT JAMES GROUP, INC.
CRD#: 104374 / SEC#: , 8-52838
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAMES, SCOTT SNYDER | PRESIDENT/FINOP/MUNICIPAL PRINCIPAL/CHIEF COMPLIANCE OFFICER | 1588816 |
Red Flags
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