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JJ

Julia S. James

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CRD#: 4343818
JJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Julia Sun James was a registered financial professional .

Julia is a previously registered financial professional and started their career in finance in 2002. Julia had worked at 1 firm and has passed the Series 63, Series 11 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 29, 2002 - February 6, 2026

SCOTT JAMES GROUP, INC.

BD
CRD#: 104374
FALLS CHURCH, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/26/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 11
Date: 8/26/2010
Assistant Representative-Order Processing Qualification Exam
General Industry/Product Exam
RR
Series 6
Date: 1/28/2002
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SJ
SCOTT JAMES GROUP, INC.
SCOTT JAMES GROUP, INC.

CRD#: 104374 / SEC#: , 8-52838

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
6700 Arlington Boulevard, Falls Church, VA 22042
Mailing Address
6700 Arlington Boulevard, Falls Church, VA 22042
Phone number
(703) 533-2500
Established
Virginia since 07/13/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JAMES, SCOTT SNYDERPRESIDENT/FINOP/MUNICIPAL PRINCIPAL/CHIEF COMPLIANCE OFFICER1588816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCOTT JAMES GROUP, INC.

CRD#: 104374

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