GG
Gary L. Greenberg
GARY L. GREENBERG
EDEN PRAIRIE, MN 55346
Some features on this profile are disabled
CRD#: 4343796
GG
Professional summary
Gary Louis Greenberg is a registered financial advisor currently at GARY L. GREENBERG located in Eden Prairie, Minnesota.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Gary has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Gary Louis Greenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2013 - Present
GARY L. GREENBERG
Office #1: 6955 Sand Ridge Road, Eden Prairie, MN 55346RIA
CRD#: 108423
EDEN PRAIRIE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GL
GARY L. GREENBERG
GARY L. GREENBERG | GREENBERG, GARY L. | GREENBERG GL & ASSOCIATES | GREENBERG GARY LOUIS
CRD#: 108423 / SEC#: 801-24149
RIA
Registered Investment Advisory firm - (5/15/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(1/16/2014)
IAR
Texas(7/31/2013)
Exams
Current Firm
GL
GARY L. GREENBERG
GARY L. GREENBERG | GREENBERG, GARY L. | GREENBERG GL & ASSOCIATES | GREENBERG GARY LOUIS
CRD#: 108423 / SEC#: 801-24149
RIA
Registered Investment Advisory firm - (5/15/1985 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6955 Sand Ridge Road, Eden Prairie, MN 55346
Mailing Address
Phone number
(612) 360-4557
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 119 |
| AUM (Assets Under Management) | $ 141,859,508 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
