Burton O. Baker
Professional summary
Burton Oslin Baker, CFA is a registered financial advisor currently at BAKER ASSET MANAGEMENT, LLC located in Williamsburg, Virginia.
Burton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Burton has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Burton Oslin Baker's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2008 - Present
BAKER ASSET MANAGEMENT, LLC
June 16, 2005 - December 31, 2005
INVESTORS CAPITAL CORP.
February 12, 2003 - June 16, 2005
EASTERN POINT ADVISORS INC.
February 12, 2003 - December 31, 2005
INVESTORS CAPITAL CORP.
April 26, 2001 - February 11, 2003
LEGG MASON WOOD WALKER, INCORPORATED
March 2, 2001 - February 11, 2003
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/11/2008)
Exams
Current Firm
BAKER ASSET MANAGEMENT, LLC
CRD#: 138257 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 5,000,000 |
Red Flags
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