Rachael M. Johnson

BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT

Pasadena, CA 91101

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CRD#: 4343749

Professional summary

Rachael Marie Johnson, CFP® is a registered financial advisor currently at BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT located in Pasadena, California.

Rachael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Rachael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CROSSFIT MONROVIA, NOT INVESTMENT RELATED, MONROVIA, CA, FITNESS TRAINER, START: 10/2009, 20 HOURS PER MONTH/0 DURING TRADING, DUTIES: FITNESS TRAINING. HUNTINGTON OAKS HOA BOARD; NOT INVESTMENT RELATED; MONROVIA,CA;SECRETARY; START 04/01/2015; 2 HOURS PER MONTH/0 DURING TRADING;DUTIES: NOTE TAKING, NOTIFICATION POSTING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachael Marie Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

July 1, 2016 - Present

BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT

Office #1: 201 S. Lake Avenue Suite 502, Pasadena, CA 91101

RIA

CRD#: 283871

Pasadena, CA

Past

March 16, 2009 - July 5, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

PASADENA, CA

Past

March 13, 2009 - July 5, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

PASADENA, CA

Past

April 6, 2005 - March 17, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PASADENA, CA

Past

April 6, 2005 - March 17, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PASADENA, CA

Past

January 30, 2003 - April 8, 2005

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

ANAHEIM, CA

Past

October 29, 2001 - December 31, 2002

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

ANAHEIM, CA

Past

April 16, 2001 - April 8, 2005

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT

BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT | BJW ADVISORS | BERNARD & JOHNSON, LLC

CRD#: 283871 / SEC#: 801-134382

RIA

Registered Investment Advisory firm - (9/19/2025 Approved)

California

Registered Investment Advisory firm - (10/23/2025 Termination Requested)

Oregon

Registered Investment Advisory firm - (10/28/2025 Terminated)

Texas

Registered Investment Advisory firm - (10/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/1/2016)

IAR

Oregon
(5/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/22/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/12/2001

General Securities Representative Examination

Current Firm

BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT

BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT | BJW ADVISORS | BERNARD & JOHNSON, LLC

CRD#: 283871 / SEC#: 801-134382

RIA

Registered Investment Advisory firm - (9/19/2025 Approved)

California

Registered Investment Advisory firm - (10/23/2025 Termination Requested)

Oregon

Registered Investment Advisory firm - (10/28/2025 Terminated)

Texas

Registered Investment Advisory firm - (10/23/2025 Terminated)

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Contact information

Main Address

201 S. Lake Avenue Suite 502, Pasadena, CA 91101

Mailing Address

Phone number

(626) 405-2920

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

B&J DISCLOSURE BROCHURE AND SUPPLEMENTS (8/20/2025)

Regulatory assets under management

Total Number of Accounts	217
AUM (Assets Under Management)	$ 105,520,982

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Rachael M. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachael Marie Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/22/2001

SIE

Date: 7/5/2016

Series 7

Date: 4/12/2001

Current Firm

BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT

TRUST BUT VERIFY

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