Peter C. Nikitaidis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Christopher Nikitaidis was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2001. Peter had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2004 - September 26, 2013
THE PRIVATE WEALTH PLANNING OFFICES, LLC
November 12, 2004 - July 25, 2005
PURSHE KAPLAN STERLING INVESTMENTS
August 14, 2001 - November 5, 2002
UBS FINANCIAL SERVICES INC.
July 26, 2001 - November 5, 2002
UBS FINANCIAL SERVICES INC.
April 16, 2001 - July 31, 2001
IDS LIFE INSURANCE COMPANY
April 16, 2001 - July 31, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
THE PRIVATE WEALTH PLANNING OFFICES, LLC
CRD#: 132629 / SEC#:
Contact information
Red Flags
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