Frederick W. Schultz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick William Schultz III, who also goes by Frederick W. Schultz, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1996. Frederick had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2010 - March 23, 2021
PRIO WEALTH LP
January 11, 1996 - November 14, 2005
BEACON FIDUCIARY ADVISORS INC
State Registrations and Notice Filings
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Exams
Current Firm
PRIO WEALTH LP
CRD#: 105058 / SEC#: 801-31805
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,765 |
| AUM (Assets Under Management) | $ 3,737,800,709 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/19/2023 | ||
| 10/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
