CH
Charles J. Henninger
MADISON AVENUE SECURITIES
Atlanta, GA 30346
Some features on this profile are disabled
CRD#: 4343294
CH
Professional summary
Charles Joseph Henninger JR, who also goes by Charles J Henninger, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Atlanta, Georgia.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Charles has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles J Henninger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) NAME: HEARTLAND INSTITUTE ; INV RELATED: EDUCATION ; ADDRESS: 8301 E PRENTICE AVE, GREENWOOD VILLAGE, CO 80111 ; NATURE: TEACH CLASSES ; POSITION: EDUCATOR; START DATE: 01/2006 ; HOURS/MONTH: 4 ; TRADING HOURS/MONTH: 4 ; DUTIES: EDUCATE 2.) NAME: CHARLES HENNINGER INC. ; INV RELATED: PLACE HOLDER FOR NAME ; ADDRESS: 33 PONCE DE LEON #102, ATLANTA, GA 30316 ; NATURE: N/A ; POSITION: OWNER ; START DATE: 4/2017; HOURS/MONTH: 0 ; TRADING HOURS/MONTH: 0 ; DUTIES: NA 3.) NAME: MASTERS WEALTH MANAGEMENT, INC. ; INV RELATED: YES ; ADDRESS: 33 PONCE DE LEON #102, ATLANTA, GA 30316 ; NATURE: DBA - PLANNING ; POSITION: CEO ; START DATE: 2/2013 ; HOURS/MONTH: 120 ; TRADING HOURS/MONTH: 120 ; DUTIES: DBA - FINANCIAL PLANNING 4.) NAME: ADVISORS EXCEL ; INV RELATED: YES ; ADDRESS: 2950 SW MCCLURE RD, TOPEKA, KS 66614 ; NATURE: INSURANCE PRODUCTS OFFERED THROUGH AE, CREATIVE SERVICES PROVIDED BY AE ; POSITION: INSURANCE AGENT ; START DATE: 1/1/2016 ; HOURS/MONTH: 160 ; TRADING HOURS/MONTH: 160 ; DUTIES: INSURANCE SALES 5.) NAME: FORKED RIVER FARMS LLC ; INV RELATED: NO ; ADDRESS: 2778 WHITE PATH RD ELLIJAY, GA 30540 ; NATURE: LAND LEASE FOR FARM AND COWS ; POSITION: OWNER; START DATE: 10/01/2021 ; HOURS/MONTH:4 ; TRADING HOURS/MONTH: 0; DUTIES: LEASE LAND FOR USE OF FARM AND COWS 6.) NAME: RIFFLE RUN CABIN LLC ; INV RELATED: NO ; ADDRESS: ELLIJAY, GA; NATURE:RENTAL CABIN; POSITION: OWNER; START DATE: 1/2022 ; HOURS/MONTH:2 ; TRADING HOURS/MONTH: 0; DUTIES: PROPERTY RENTAL.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Joseph Henninger JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Charles Joseph Henninger JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2020 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1455 Lincoln Parkway Ste 325, Atlanta, GA 30346RIA
BD
CRD#: 23224
Atlanta, GA
Current
March 2, 2020 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1455 Lincoln Parkway Ste 325, Atlanta, GA 30346RIA
BD
CRD#: 23224
Atlanta, GA
Past
September 20, 2019 - March 3, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ATLANTA, GA
Past
February 25, 2016 - March 3, 2020
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
ATLANTA, GA
Past
October 27, 2015 - March 3, 2020
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ATLANTA, GA
Past
September 18, 2015 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
ATLANTA, GA
Past
May 21, 2010 - November 13, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
GAINESVILLE, GA
Past
March 27, 2001 - December 4, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
GAINESVILLE, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/5/2023)
RR
Florida(3/2/2020)
RR
Georgia(3/2/2020)
IAR
Georgia(3/4/2020)
RR
Hawaii(3/2/2020)
RR
Illinois(3/2/2020)
RR
Michigan(3/2/2020)
RR
Mississippi(3/2/2020)
RR
Pennsylvania(1/5/2023)
RR
South Carolina(3/2/2020)
RR
Tennessee(11/20/2024)
RR
Texas(3/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
