Barry R. Mccarter

MCCARTER INVESTMENTS

Gatlinburg, TN

CRD#: 4343263

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Professional summary

Barry Reid Mccarter, CFA, who also goes by Barry R Mccarter, is a registered financial advisor currently at MCCARTER INVESTMENTS, LLC located in Gatlinburg, Tennessee.

Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Barry has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barry R Mccarter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Reid Mccarter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

May 29, 2012 - Present

MCCARTER INVESTMENTS, LLC

RIA

CRD#: 138655

Gatlinburg, TN

Past

April 21, 2011 - December 31, 2011

MCCARTER INVESTMENTS, LLC

RIA

CRD#: 138655

KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(5/29/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MCCARTER INVESTMENTS, LLC

CRD#: 138655 / SEC#: 801-66801

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Tennessee

Registered Investment Advisory firm - (6/27/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Gatlinburg, TN

Mailing Address

Phone number

(865) 803-4406

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 75,418,855

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barry R. Mccarter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Reid Mccarter's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCCARTER INVESTMENTS, LLC

MCCARTER INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Current Firm

MCCARTER INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCCARTER INVESTMENTS, LLC

TRUST BUT VERIFY

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