Martin E. Moshier

ASCENT WEALTH PARTNERS

Saratoga Springs, NY 12866

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CRD#: 4342998

Professional summary

Martin Edward Moshier, who also goes by Mark Moshier, Martin E. Moshier, is a registered financial advisor currently at ASCENT WEALTH PARTNERS, LLC located in Saratoga Springs, New York.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Martin has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Moshier | Martin E. Moshier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Edward Moshier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2019 - Present

ASCENT WEALTH PARTNERS, LLC

Office #1: 16 Lake Avenue, Saratoga Springs, NY 12866

RIA

CRD#: 158898

Saratoga Springs, NY

Past

September 9, 2011 - June 30, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SARATOGA SPRINGS, NY

Past

June 15, 2004 - September 12, 2011

CADARET, GRANT & CO., INC.

CRD#: 10641

SARATOGA SPRINGS, NY

Past

March 14, 2001 - May 21, 2004

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASCENT WEALTH PARTNERS, LLC

ASCENT MANAGEMENT I, LLC | ASCENT WEALTH PARTNERS, LLC

CRD#: 158898 / SEC#: 801-72693

RIA

Registered Investment Advisory firm - (8/24/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/19/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2001

General Securities Representative Examination

Current Firm

ASCENT WEALTH PARTNERS, LLC

ASCENT MANAGEMENT I, LLC | ASCENT WEALTH PARTNERS, LLC

CRD#: 158898 / SEC#: 801-72693

RIA

Registered Investment Advisory firm - (8/24/2011 Approved)

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Contact information

Main Address

89 Genesee Street, New Hartford, NY 13413

Mailing Address

Phone number

(315) 624-7300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASCENT DISCLOSURE BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts	2,124
AUM (Assets Under Management)	$ 1,322,466,782

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Martin E. Moshier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Edward Moshier's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASCENT WEALTH PARTNERS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

CADARET, GRANT & CO., INC.

KEYBANC CAPITAL MARKETS INC.

Primary Firm SEC Registration

ASCENT WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/19/2001

SIE

Date: 6/30/2017

Series 7

Date: 3/13/2001

Current Firm

ASCENT WEALTH PARTNERS, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASCENT WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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