Phillip P. Krznarich

THUNDERBIRD WEALTH MANAGEMENT

Chino Valley, AZ

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CRD#: 4342841

Professional summary

Phillip Paul Krznarich is a registered financial advisor currently at THUNDERBIRD WEALTH MANAGEMENT, INC. located in Chino Valley, Arizona.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Phillip has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1/9/2021: CHINO VALLEY EDUCATION FOUNDATION. 501C NON PROFIT. BOARD MEMBER. NO COMPENSATION RECEIVED. NO CHECK WRITING AUTHORITY. 4 HOURS/MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Paul Krznarich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2018 - Present

THUNDERBIRD WEALTH MANAGEMENT, INC.

RIA

CRD#: 292892

Chino Valley, AZ

Past

October 10, 2017 - April 20, 2018

SECURITIES AMERICA, INC.

CRD#: 10205

Chino Valley, AZ

Past

November 27, 2007 - October 11, 2017

LPL FINANCIAL LLC

CRD#: 6413

CHINO VALLEY, AZ

Past

March 27, 2001 - November 27, 2007

EDWARD JONES

CRD#: 250

GLENDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/28/2018)

IAR

Missouri
(4/20/2023)

IAR

Texas
(3/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/29/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/11/2008

General Securities Principal Examination

Current Firm

THUNDERBIRD WEALTH MANAGEMENT, INC.

CRD#: 292892 / SEC#:

Arizona

Registered Investment Advisory firm - (3/28/2018 Approved)

Missouri

Registered Investment Advisory firm - (4/20/2023 Approved)

Texas

Registered Investment Advisory firm - (3/19/2018 Conditional Restricted)

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Contact information

Main Address

Chino Valley, AZ

Mailing Address

Phone number

(928) 227-2853

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	148
AUM (Assets Under Management)	$ 53,869,544

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillip P. Krznarich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Paul Krznarich's CRS (Customer Relationship Summary).

Certified licenses

Experience

THUNDERBIRD WEALTH MANAGEMENT, INC.

SECURITIES AMERICA, INC.

LPL FINANCIAL LLC

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2018

Series 63

Date: 3/29/2001

SIE

Date: 4/20/2018

Series 7

Date: 3/26/2001

Series 24

Date: 2/11/2008

Current Firm

THUNDERBIRD WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THUNDERBIRD WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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