William C. Steber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Clarence Steber was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1969. William had worked at 5 firms and has passed the Series 65, Series 63, Series 31, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2011 - October 28, 2014
THE MATHER GROUP, LLC
June 1, 2009 - March 3, 2011
MORGAN STANLEY
June 1, 2009 - March 3, 2011
MORGAN STANLEY
February 15, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
February 15, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 8, 2003 - February 27, 2008
UBS FINANCIAL SERVICES INC.
January 31, 1980 - February 27, 2008
UBS FINANCIAL SERVICES INC.
September 12, 1969 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
Primary Firm SEC Registration
THE MATHER GROUP, LLC
CRD#: 156005 / SEC#: 801-72156
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 9/10/1969
Registered Representative ExaminationCurrent Firm
THE MATHER GROUP, LLC
CRD#: 156005 / SEC#: 801-72156
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 16,285 |
| AUM (Assets Under Management) | $ 11,710,038,016 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/25/2025 | ||
| 08/28/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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