Richard A. Buchman
Professional summary
Richard Alan Buchman, who also goes by Richard A Buchman, Richard Allen Buchman, Richard Buchman, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2001. Richard has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Alan Buchman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2023 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095September 10, 2013 - May 22, 2023
EQUITABLE DISTRIBUTORS, LLC
September 17, 2012 - September 13, 2013
ADP BROKER-DEALER, INC.
May 5, 2010 - September 18, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 1, 2010 - September 18, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2009 - January 28, 2010
MORGAN STANLEY
July 9, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 14, 2003 - June 15, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 3, 2001 - June 15, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2023)
(3/20/2024)
(8/10/2023)
(8/10/2023)
(8/10/2023)
(3/20/2024)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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