Uttam D. Bharwani

SAGEPRO WEALTH MANAGEMENT

Chantilly, VA

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CRD#: 4342521

Professional summary

Uttam Doulatram Bharwani is a registered financial advisor currently at SAGEPRO WEALTH MANAGEMENT located in Chantilly, Virginia.

Uttam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Uttam has worked at 6 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Uttam Doulatram Bharwani's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2020 - Present

SAGEPRO WEALTH MANAGEMENT

RIA

CRD#: 304384

Chantilly, VA

Past

May 15, 2007 - October 19, 2007

PEAK SECURITIES CORPORATION

CRD#: 107907

LARGO, FL

Past

September 9, 2004 - March 15, 2005

OSAIC FA, INC.

RIA

CRD#: 3978

CHEVY CHASE , MD

Past

September 9, 2004 - March 15, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 9, 2004 - March 15, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

March 22, 2001 - September 1, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ROCKVILLE, MD

Past

February 21, 2001 - September 1, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 21, 2001 - September 1, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(11/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/13/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/20/2001

General Securities Representative Examination

Current Firm

SAGEPRO WEALTH MANAGEMENT

SAGEPRO WEALTH MANAGEMENT | SAGEPRO WEALTH MANAGEMENT LLC

CRD#: 304384 / SEC#:

Virginia

Registered Investment Advisory firm - (11/25/2020 Approved)

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Contact information

Main Address

Chantilly, VA

Mailing Address

Phone number

(240) 606-3144

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 9,751,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Uttam D. Bharwani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Uttam Doulatram Bharwani's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGEPRO WEALTH MANAGEMENT

PEAK SECURITIES CORPORATION

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/2020

Series 66

Date: 3/13/2001

Series 7

Date: 2/20/2001

Current Firm

SAGEPRO WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAGEPRO WEALTH MANAGEMENT

TRUST BUT VERIFY

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