Alexander B. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Brandon White, who also goes by Alexander White, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2001. Alexander had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - December 5, 2012
FINANCIAL TELESIS INC
December 20, 2011 - December 5, 2012
FINANCIAL TELESIS INC
February 14, 2011 - December 22, 2011
MORGAN STANLEY
January 3, 2011 - December 22, 2011
MORGAN STANLEY
April 17, 2002 - August 31, 2010
DAVIS, MENDEL & REGENSTEIN, INC.
February 15, 2001 - February 28, 2002
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (6 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
