Jean M. Baun

CHANCELLOR FINANCIAL GROUP WB LP

Wilkes-barre, PA 18701

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CRD#: 4342193

Professional summary

Jean Marie Baun, who also goes by Jean Marie Saurina, is a registered financial advisor currently at CHANCELLOR FINANCIAL GROUP WB LP located in Wilkes-barre, Pennsylvania.

Jean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jean has worked at 7 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jean Marie Saurina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JEAN BAUN INSURANCE. NVESTMENT RELATED & Notary Services. 126 ANN ST. WEST PITTSTON, PA 18643 INSURANCE AGENCY. POSITION IS INSURANCE AGENT. STARTED 12/15/06. 40 HRS/MONTH, 0 DURING TRADING HRS. SELLING FIXED INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean Marie Baun's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2019 - Present

CHANCELLOR FINANCIAL GROUP WB LP

Office #1: 60 Public Square Suite 600, Wilkes-barre, PA 18701

RIA

CRD#: 159563

Wilkes-barre, PA

Past

July 3, 2019 - August 21, 2019

WORLD EQUITY GROUP, INC.

CRD#: 29087

West Pittston, PA

Past

August 5, 2014 - December 8, 2023

TRIUMPH WEALTH ADVISORS, INC.

RIA

CRD#: 153175

WEST PITTSTON, PA

Past

August 5, 2014 - August 5, 2019

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

West Pittston, PA

Past

August 9, 2007 - August 1, 2014

NATIONS FINANCIAL GROUP, INC.

RIA

CRD#: 44181

WEST PITTSTON, PA

Past

December 7, 2006 - August 1, 2014

NATIONS FINANCIAL GROUP, INC.

CRD#: 44181

WEST PITTSTON, PA

Past

August 24, 2001 - November 30, 2006

MIDSOUTH CAPITAL, INC.

CRD#: 35039

WILKES BARRE, PA

Past

February 14, 2001 - August 24, 2001

FIRST SECURITY INVESTMENTS, INC.

CRD#: 24035

KINGSTON, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHANCELLOR FINANCIAL GROUP WB LP

CHANCELLOR FINANCIAL GROUP | JSB FINANCIAL, LLC | CHANCELLOR FINANCIAL GROUP WB LP | CHANCELLOR FINANCIAL GROUP LP

CRD#: 159563 / SEC#: 801-117707

RIA

Registered Investment Advisory firm - (12/2/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (3/21/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/13/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/13/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/7/2001

General Securities Principal Examination

Current Firm

CHANCELLOR FINANCIAL GROUP WB LP

CHANCELLOR FINANCIAL GROUP | JSB FINANCIAL, LLC | CHANCELLOR FINANCIAL GROUP WB LP | CHANCELLOR FINANCIAL GROUP LP

CRD#: 159563 / SEC#: 801-117707

RIA

Registered Investment Advisory firm - (12/2/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (3/21/2017 Terminated)

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Contact information

Main Address

60 Public Square Suite 600, Wilkes-barre, PA 18701

Mailing Address

Phone number

(570) 822-4475

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHANCELLOR DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/14/2025)

Regulatory assets under management

Total Number of Accounts	1,404
AUM (Assets Under Management)	$ 216,108,289

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jean M. Baun

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean Marie Baun's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD EQUITY GROUP, INC.

TRIUMPH WEALTH ADVISORS, INC.

TAYLOR CAPITAL MANAGEMENT INC.

NATIONS FINANCIAL GROUP, INC.

NATIONS FINANCIAL GROUP, INC.

MIDSOUTH CAPITAL, INC.

FIRST SECURITY INVESTMENTS, INC.

Primary Firm SEC Registration

CHANCELLOR FINANCIAL GROUP WB LP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2007

Series 66

Date: 7/13/2001

SIE

Date: 10/1/2018

Series 7

Date: 2/13/2001

Series 24

Date: 5/7/2001

Current Firm

CHANCELLOR FINANCIAL GROUP WB LP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHANCELLOR FINANCIAL GROUP WB LP

TRUST BUT VERIFY

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