James E. Mcveigh

CLARKSONS SECURITIES,

NEW YORK, NY 10018

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CRD#: 4342175

Professional summary

James Edward Mcveigh, who also goes by James E Mcveigh, is a registered financial professional currently at CLARKSONS SECURITIES, INC located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 2004. James has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James E Mcveigh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Edward Mcveigh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2022 - Present

CLARKSONS SECURITIES, INC

Office #1: 104 West 40th Street - 12th Floor, New York, NY 10018

CRD#: 30882

NEW YORK, NY

Past

January 25, 2018 - October 27, 2020

NASDAQ EXECUTION SERVICES, LLC

CRD#: 7270

NEW YORK, NY

Past

October 18, 2010 - February 21, 2017

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

September 22, 2008 - August 6, 2010

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

February 27, 2007 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 1, 2004 - March 18, 2005

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/18/2022)

Colorado
(1/18/2022)

Connecticut
(1/18/2022)

Delaware
(1/18/2022)

Florida
(1/18/2022)

Illinois
(1/18/2022)

Maryland
(1/18/2022)

Massachusetts
(1/18/2022)

Minnesota
(1/18/2022)

New Jersey
(1/18/2022)

New York
(1/18/2022)

North Carolina
(1/18/2022)

Ohio
(1/20/2022)

Pennsylvania
(1/18/2022)

Texas
(1/18/2022)

Washington
(1/18/2022)

Wisconsin
(1/18/2022)

Exams

State Security Law Exam

Series 63

Date: 2/16/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/20/2011

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/26/2007

General Securities Representative Examination

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

FINRA

Current Firm

CLARKSONS SECURITIES, INC

CRD#: 30882 / SEC#: , 8-45221

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

104 West 40th Street - 12th Floor, New York, NY 10018

Mailing Address

104 West 40th Street - 12th Floor, New York, NY 10018

Phone number

(212) 317-7092

Established

New York since 09/15/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CLARKSONS SECURITIES AS	SOLE SHAREHOLDER
DEVRIES, TIMOTHY S	CO-CEO	4852002
FODSTAD, CHRISTIAN GJELSVIK	DIRECTOR	7726256
HELBERG, IVAN ERIK	DIRECTOR	6447460
HOY, SNORRE FAERDEN	DIRECTOR	7726806
IANNACI, SALVATORE ANTHONY	CO-CEO	2778870
MCDONAGH, BRIAN JOSEPH	CHIEF COMPLIANCE OFFICER	2749774
MCDONAGH, BRIAN JOSEPH	CFO/FINOP	2749774

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James E. Mcveigh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Edward Mcveigh's CRS (Customer Relationship Summary).

Certified licenses

Experience

NASDAQ EXECUTION SERVICES, LLC

CREDIT SUISSE SECURITIES (USA) LLC

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

J.P. MORGAN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/16/2011

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 5/20/2011

Series 7

Date: 2/26/2007

Cboe EDGA Exchange, Inc.

FINRA

Current Firm

CLARKSONS SECURITIES, INC

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CLARKSONS SECURITIES, INC

TRUST BUT VERIFY

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