Christopher J. Craddock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Craddock was a registered financial advisor .
Christopher is a previously registered financial advisor and started their career in finance in 2001. Christopher had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2011 - November 27, 2012
BENJAMIN & JEROLD BROKERAGE I, LLC
February 2, 2011 - February 8, 2013
GLOBAL ARENA INVESTMENT MANAGEMENT, LLC
June 8, 2010 - April 27, 2011
G&L PARTNERS, INC.
March 20, 2003 - June 9, 2008
VISION BROKERAGE SERVICES, LLC
February 14, 2002 - October 21, 2002
CITIGROUP GLOBAL MARKETS INC.
March 12, 2001 - February 19, 2002
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
