Frederico M. Araujo

BTG PACTUAL US CAPITAL

New York, NY 10022

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CRD#: 4342142

Professional summary

Frederico Monnerat Araujo, who also goes by Frederico Monnerat, Frederico Jose Giovine Monnerat Araujo, is a registered financial professional currently at BTG PACTUAL US CAPITAL, LLC located in New York, New York.

Frederico is registered as a RR (Registered Representative) and started their career in finance in 2001. Frederico has worked at 4 firms and has passed the Series 63, Series 79TO, Series 3, SIE, Series 7, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Frederico Monnerat | Frederico Jose Giovine Monnerat Araujo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frederico Monnerat Araujo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2010 - Present

BTG PACTUAL US CAPITAL, LLC

Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022Office #2: 400 Atlantic Street 11th Floor, Stamford, CT 06901

CRD#: 149486

New York, NY

Past

April 1, 2008 - September 1, 2009

SANTANDER INVESTMENT SECURITIES INC.

CRD#: 37216

NEW YORK, NY

Past

December 7, 2006 - March 12, 2008

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

April 12, 2001 - December 15, 2006

PACTUAL CAPITAL CORPORATION

CRD#: 34569

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/4/2010)

Exams

State Security Law Exam

Series 63

Date: 8/30/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 3

Date: 5/27/2021

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/31/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 9/1/2022

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 9/18/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BTG PACTUAL US CAPITAL, LLC

CRD#: 149486 / SEC#: , 8-68148

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

601 Lexington Avenue 57th Floor, New York, NY 10022-6831

Mailing Address

601 Lexington Avenue 57th Floor, New York, NY 10022-6831

Phone number

(212) 293-4600

Established

Delaware since 05/07/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BTG PACTUAL NY CORPORATION	MANAGING MEMBER
CAMPOS, LUCIANA	CHIEF FINANCIAL OFFICER/FINOP	5875481
LIMA PONTES, GUSTAVO	CHIEF OPERATING OFFICER	5910623
MORITZ CAVALCANTI, RENATO	CO-CEO	7626573
PARK, DEAN SANG YOON	CHIEF COMPLIANCE OFFICER	4096412
TENENTE, ADRIANO FERNANDES	CO-CEO	5248572

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Frederico M. Araujo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frederico Monnerat Araujo's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANTANDER INVESTMENT SECURITIES INC.

UBS SECURITIES LLC

PACTUAL CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/2002

Series 79TO

Date: 1/2/2023

Series 3

Date: 5/27/2021

SIE

Date: 10/1/2018

Series 7

Date: 3/31/2001

Series 30

Date: 9/1/2022

Series 24

Date: 9/18/2008

FINRA

Current Firm

BTG PACTUAL US CAPITAL, LLC

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BTG PACTUAL US CAPITAL, LLC

TRUST BUT VERIFY

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