Carlos Q. Ingram

BROOKWOOD INVESTMENT GROUP

CONYERS, GA

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CRD#: 4342081

Professional summary

Carlos Q Ingram, who also goes by Carlos Q. Ingram, Carlos Quintel Ingram, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Conyers, Georgia.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Carlos has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carlos Q. Ingram | Carlos Quintel Ingram

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.INDEPENDENT LIFE INSURANCE AGENT SINCE 1999 DBA Heritage Asset Management and Upward Bound Advisors, 1165 Vineyard Drive, Conyers, GA 30013 PAID BY COMMISSION. NOT SECURITIES RELATED. PART TIME. SALE OF LIFE INSURANCE, FIXED ANNUITIES AND HEALTH INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Q Ingram's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2025 - Present

BROOKWOOD INVESTMENT GROUP

RIA

CRD#: 316544

CONYERS, GA

Past

September 3, 2024 - October 9, 2024

CORNERSTONE ADVISORS LLC

RIA

CRD#: 325163

Conyers, GA

Past

August 6, 2020 - January 31, 2023

SILVER OAK SECURITIES, INCORPORATED

RIA

CRD#: 46947

Atlanta, GA

Past

July 14, 2020 - January 31, 2023

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

Atlanta, GA

Past

March 17, 2016 - May 30, 2020

VERITY ASSET MANAGEMENT

RIA

CRD#: 158667

ATLANTA, GA

Past

March 8, 2016 - May 30, 2020

VERITY INVESTMENTS, INC.

CRD#: 41527

Atlanta, GA

Past

July 29, 2008 - December 23, 2015

SILVER OAK SECURITIES, INCORPORATED

RIA

CRD#: 46947

Atlanta, GA

Past

August 3, 2006 - December 23, 2015

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

JACKSON, TN

Past

October 13, 2004 - July 5, 2006

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Past

August 29, 2002 - September 22, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

April 19, 2002 - September 20, 2002

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

October 29, 2001 - July 1, 2002

LINCOLN INVESTMENT

CRD#: 519

FORT WASHINGTON, PA

Past

March 2, 2001 - December 4, 2001

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/20/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/13/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/1/2001

General Securities Representative Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

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Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Carlos Q. Ingram

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Q Ingram's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORNERSTONE ADVISORS LLC

SILVER OAK SECURITIES, INCORPORATED

SILVER OAK SECURITIES, INCORPORATED

VERITY ASSET MANAGEMENT

VERITY INVESTMENTS, INC.

SILVER OAK SECURITIES, INCORPORATED

SILVER OAK SECURITIES, INCORPORATED

OGILVIE SECURITY ADVISORS CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, LLC

OSAIC FS, INC.

LINCOLN INVESTMENT

OGILVIE SECURITY ADVISORS CORPORATION

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 3/20/2008

Series 63

Date: 4/13/2001

SIE

Date: 10/1/2018

Series 7

Date: 3/1/2001

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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