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CI

Carlos Q. Ingram

BROOKWOOD INVESTMENT GROUP
CONYERS, GA
Some features on this profile are disabled
CRD#: 4342081
CI

Professional summary

Carlos Q Ingram, who also goes by Carlos Q. Ingram, Carlos Quintel Ingram, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Conyers, Georgia.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Carlos has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Carlos Q. Ingram | Carlos Quintel Ingram

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Q Ingram's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2025 - Present

BROOKWOOD INVESTMENT GROUP

RIA
CRD#: 316544
CONYERS, GA
Past

September 3, 2024 - October 9, 2024

CORNERSTONE ADVISORS LLC

RIA
CRD#: 325163
Conyers, GA
Past

August 6, 2020 - January 31, 2023

SILVER OAK SECURITIES, INCORPORATED

RIA
CRD#: 46947
Atlanta, GA
Past

July 14, 2020 - January 31, 2023

SILVER OAK SECURITIES, INCORPORATED

BD
CRD#: 46947
Atlanta, GA
Past

March 17, 2016 - May 30, 2020

VERITY ASSET MANAGEMENT

RIA
CRD#: 158667
ATLANTA, GA
Past

March 8, 2016 - May 30, 2020

VERITY INVESTMENTS, INC.

BD
CRD#: 41527
Atlanta, GA
Past

July 29, 2008 - December 23, 2015

SILVER OAK SECURITIES, INCORPORATED

RIA
CRD#: 46947
Atlanta, GA
Past

August 3, 2006 - December 23, 2015

SILVER OAK SECURITIES, INCORPORATED

BD
CRD#: 46947
JACKSON, TN
Past

October 13, 2004 - July 5, 2006

OGILVIE SECURITY ADVISORS CORPORATION

BD
CRD#: 10105
CHICAGO, IL
Past

August 29, 2002 - September 22, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

April 19, 2002 - September 20, 2002

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

October 29, 2001 - July 1, 2002

LINCOLN INVESTMENT

BD
CRD#: 519
FORT WASHINGTON, PA
Past

March 2, 2001 - December 4, 2001

OGILVIE SECURITY ADVISORS CORPORATION

BD
CRD#: 10105
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BROOKWOOD INVESTMENT GROUP
APO FINANCIAL | YATRA WEALTH DESIGN | THE ALCHEMISTS | T. MANN FINANCIAL | STRATEGIC ASSET PRESERVATION, INC. | REDWOOD PRIVATE WEALTH | NVISION | LAUREL WEALTH SOLUTIONS | INNOVATIVE PLANNING PARTNERS | DOVETAIL CAPITAL MANAGEMENT LLC | CK WEALTH MANAGEMENT GROUP | BURGESSER WEALTH MANAGEMENT | BROOKWOOD INVESTMENT GROUP LLC | BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA
Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(5/6/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/20/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/13/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/1/2001
General Securities Representative Examination

Current Firm

BI
BROOKWOOD INVESTMENT GROUP
APO FINANCIAL | YATRA WEALTH DESIGN | THE ALCHEMISTS | T. MANN FINANCIAL | STRATEGIC ASSET PRESERVATION, INC. | REDWOOD PRIVATE WEALTH | NVISION | LAUREL WEALTH SOLUTIONS | INNOVATIVE PLANNING PARTNERS | DOVETAIL CAPITAL MANAGEMENT LLC | CK WEALTH MANAGEMENT GROUP | BURGESSER WEALTH MANAGEMENT | BROOKWOOD INVESTMENT GROUP LLC | BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA
Registered Investment Advisory firm - (10/18/2021 Approved)
PREMIUM
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Contact information

Main Address
3930 E. Ray Road Suite 155, Phoenix, AZ 85044
Mailing Address
Phone number
(480) 646-3504
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts6,200
AUM (Assets Under Management)$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROOKWOOD INVESTMENT GROUP

CRD#: 316544Conyers, GA

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