Peter J. Connors

CONNORS INVESTOR SERVICES

Wyomissing, PA 19610-3213

Some features on this profile are disabled

CRD#: 4342038

Professional summary

Peter James Connors is a registered financial advisor currently at CONNORS INVESTOR SERVICES INC located in Wyomissing, Pennsylvania.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Peter has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter James Connors's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2002 - Present

CONNORS INVESTOR SERVICES INC

Office #1: 1210 Broadcasting Road Suite 200, Wyomissing, PA 19610-3213

RIA

CRD#: 106993

Wyomissing, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONNORS INVESTOR SERVICES INC

CRD#: 106993 / SEC#: 801-6211

RIA

Registered Investment Advisory firm - (12/25/1969 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/6/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CONNORS INVESTOR SERVICES INC

CRD#: 106993 / SEC#: 801-6211

RIA

Registered Investment Advisory firm - (12/25/1969 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1210 Broadcasting Road Suite 200, Wyomissing, PA 19610-3213

Mailing Address

Phone number

(610) 376-7418

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM CRS (3/31/2025)

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	626
AUM (Assets Under Management)	$ 1,203,741,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sarah Darling

LPL FINANCIAL LLC

IAR

EPHRATA, PA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peter J. Connors

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter James Connors's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONNORS INVESTOR SERVICES INC

Primary Firm SEC Registration

CONNORS INVESTOR SERVICES INC

State Registrations and Notice Filings

Exams

Current Firm

CONNORS INVESTOR SERVICES INC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONNORS INVESTOR SERVICES INC

TRUST BUT VERIFY

Similar Advisors