Alvin W. Wunderlich

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CRD#: 4341736

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alvin William Wunderlich, who also goes by Alvin W. Wunderlich, Bill Wunderlich, was a registered financial professional .

Alvin is a previously registered financial professional and started their career in finance in 2004. Alvin had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

Alvin W. Wunderlich | Bill Wunderlich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 26, 2004 - July 15, 2013

WADDELL & ASSOCIATES INC

RIA

CRD#: 105746

MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

WADDELL & ASSOCIATES INC

CRD#: 105746 / SEC#: 801-26693

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Contact information

Main Address

5188 Wheelis Drive, Memphis, TN 38117

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

WADDELL & ASSOCIATES ADV PART 2A (3/21/2016)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.