Michael R. Sharp

STONEWATER WEALTH MANAGEMENT

Corpus Christi, TX 78411

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CRD#: 4341733

Professional summary

Michael Ray Sharp, who also goes by Michael Ray Sharp, is a registered financial advisor currently at STONEWATER WEALTH MANAGEMENT, INC. located in Corpus Christi, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Ray Sharp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CFO FINANCIAL LLC, COMMENCED 08/2003, LLC, SPENDS 160 HOURS PER MONTH, 100% OWNERSHIP, AGENT/OWNER; MONEY CENTRAL INC, MORTGAGE SERVICES, COMMENCED 01/2006, CORP, SPENDS 80 HOURS PER MONTH, 49% OWNERSHIP, AGENT. BOSQUE FINANCIAL, INC. SINCE 1/1/2009, ACCOUNTING, INSURANCE, MORTGAGE, AGENT/OWNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ray Sharp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2022 - Present

STONEWATER WEALTH MANAGEMENT, INC.

Office #1: 4639 Corona Dr Ste 9, Corpus Christi, TX 78411

RIA

CRD#: 164953

Corpus Christi, TX

Past

September 17, 2012 - March 23, 2022

STONEWATER WEALTH MANAGEMENT, INC.

RIA

CRD#: 164953

CORPUS CHRISTI, TX

Past

March 24, 2008 - October 4, 2012

DALTON STRATEGIC INVESTMENT SERVICES INC.

RIA

CRD#: 23485

GRANBURY, TX

Past

November 29, 2007 - October 4, 2012

DALTON STRATEGIC INVESTMENT SERVICES INC.

CRD#: 23485

GRANBURY, TX

Past

April 13, 2007 - December 7, 2007

STRATEGIC FINANCIAL CONCEPTS, LLC

RIA

CRD#: 141849

AUSTIN, TX

Past

February 3, 2006 - April 17, 2007

OXFORD ASSET MANAGEMENT, LLC

RIA

CRD#: 114571

LAGO VISTA, TX

Past

October 1, 2002 - November 9, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

AUSTIN, TX

Past

August 2, 2002 - February 15, 2006

AMERICAN GENERAL SECURITIES INCORPORATED

RIA

CRD#: 13626

AUSTIN, TX

Past

March 20, 2001 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/12/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STONEWATER WEALTH MANAGEMENT, INC.

CRD#: 164953 / SEC#: 801-112490

RIA

Registered Investment Advisory firm - (3/23/2022 Terminated)

Colorado

Registered Investment Advisory firm - (12/3/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (6/2/2015 Terminated)

Texas

Registered Investment Advisory firm - (6/15/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4639 Corona Dr Ste 9, Corpus Christi, TX 78411

Mailing Address

Phone number

(361) 482-0699

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	397
AUM (Assets Under Management)	$ 36,853,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Sharp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ray Sharp's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEWATER WEALTH MANAGEMENT, INC.

DALTON STRATEGIC INVESTMENT SERVICES INC.

DALTON STRATEGIC INVESTMENT SERVICES INC.

STRATEGIC FINANCIAL CONCEPTS, LLC

OXFORD ASSET MANAGEMENT, LLC

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2002

Series 63

Date: 3/21/2001

Series 7

Date: 1/12/2004

Series 6

Date: 3/19/2001

Current Firm

STONEWATER WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STONEWATER WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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