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Robert Rigoroso

CRD# 4341605·Registered 2001 - 2026
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Rigoroso was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2001 - 2026. Robert had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years registered in the securities industry

Current & Past Employments

Past

SAN BLAS SECURITIES LLCPast·CRD# 290605
BD
Chicago, IL
September 22, 2025 - March 9, 2026
SAFRA SECURITIES LLCPast·CRD# 47873
BD
New York, NY
December 22, 2022 - November 29, 2023
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
RIA
Melville, NY
March 2, 2018 - December 1, 2022
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
Melville, NY
January 30, 2018 - December 1, 2022
J.P. MORGAN PRIVATE WEALTH ADVISORS LLCPast·CRD# 108559
RIA
San Francisco, CA
December 3, 2013 - May 14, 2014
FIRST REPUBLIC SECURITIES COMPANY, LLCPast·CRD# 105108
BD
New York, NY
December 2, 2013 - May 14, 2014
DOMINARI SECURITIES LLCPast·CRD# 18975
RIA
New York, NY
March 29, 2012 - October 18, 2012
DOMINARI SECURITIES LLCPast·CRD# 18975
BD
New York, NY
March 29, 2012 - October 18, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Melville, NY
October 23, 2009 - March 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Melville, NY
October 23, 2009 - March 6, 2012
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
RIA
Melville, NY
November 28, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
BD
Melville, NY
November 28, 2006 - October 23, 2009
CITICORP INVESTMENT SERVICESPast·CRD# 23988
RIA
New York, NY
October 5, 2004 - November 30, 2006
CITICORP INVESTMENT SERVICESPast·CRD# 23988
BD
New York, NY
February 14, 2001 - November 30, 2006
CITICORP INVESTMENT SERVICESPast·CRD# 23988
RIA
New York, NY
April 9, 2002 - December 10, 2002

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Current Firm

SB
SAN BLAS SECURITIES LLC

IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: 8-70036
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

233 S Wacker Dr Suite 4400, Chicago, IL 60606

Mailing Address

3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184

Phone Number

(773) 661-4448

Established

Delaware since 04/13/2017

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER—
BOTERO, PETERCCO2809436
CARTER, ANA ROUMENOVAFINOP4424794
MCKENZIE, ALEXYS ULANDOCEO2642827

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NO MORE BON BONS REALTY LLC; INV. RELATED; BALDWIN, NY; 1% OWNERSHIP; SINGLE PROPERTY REAL ESTATE HOLDING COMPANY; START DATE 10/7/2010; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: MANAGING MEMBER - NO DAILY ACTIVITIES. NART APPLIANCE LLC; NOT INV. RELATED; 2% OWNERSHIP; FAMILY OWNED RETAIL APPLIANCE STORE; START DATE 10/7/2010; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: OVERSEE FINANCIAL ACTIVITIES OF THE ON-SITE MANAGEMENT. POWER OF ATTORNEY FOR FATHER; INV. RELATED; BALDWIN, NY; START DATE 9/2021; 4 HRS PER MONTH; 0 HRS DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; BALDWIN, NY; START DATE 9/2021; 4 HRS PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR SISTER'S TRUST; INV. RELATED; BALDWIN, NY; START DATE 9/2021; 1 HR PER MONTH; 0 HRS DURING TRADING.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2018About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2018About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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