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WJ

William C. Jerome

Some features on this profile are disabled
CRD#: 4341505
WJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Charles Jerome, CFP® was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2006. William had worked at 1 firm .

Biography

William C. Jerome is the founder of Capital Financial Services, LLC and formerly William C. Jerome, CFP. Bill is a member of NAPFA, 20+ year member of FPA and Albany Colonie-Regional Chamber of Commerce.   Bill has been quoted and featured in many articles and magazines. For over three decades Bill's financial expertise has been called upon by outplacement firms catering to the newly-unemployed.   Bill received his BS and MS from Rensselaer Polytechnic Institute
top-8-questions

Question & Answer

What are your service offerings?
Life Transitions
Comprehensive Financial Planni...
Investment Planning
Elder Care
Tax Planning
Estate Planning
Retirement Planning
Do you have an area of expertise or specialization?
Investment Advice with Ongoing...
Investment Advice without Ongo...
Middle Income Client Needs
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
How do you get paid?
Fee Only
Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1994

Experience

Past

May 15, 2006 - January 9, 2023

CAPITAL FINANCIAL SERVICES LLC

RIA
CRD#: 107960
CLIFTON PARK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

CAPITAL FINANCIAL SERVICES LLC
CAPITAL FINANCIAL SERVICES LLC
CAPITAL FINANCIAL SERVICES LLC

CRD#: 107960 / SEC#: 801-57725

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Contact information

Main Address
855 Route 146 Suite 180, Clifton Park, NY 12065
Mailing Address
Phone number
(518) 399-3903
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Part 2 Brochures

UPDATED CFS BROCHURE (1/23/2023)

Regulatory assets under management

Total Number of Accounts484
AUM (Assets Under Management)$ 127,604,183

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL FINANCIAL SERVICES LLC

CAPITAL FINANCIAL SERVICES LLC

CRD#: 107960

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