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SH

Stephen K. Hinrichs

DAVID VAUGHAN INVESTMENTS
PEORIA, IL 61614
Some features on this profile are disabled
CRD#: 4341093
SH

Professional summary

Stephen K Hinrichs, who also goes by Stephen Kent Hinrichs, is a registered financial advisor currently at DAVID VAUGHAN INVESTMENTS, LLC located in Peoria, Illinois.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Stephen has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Stephen Kent Hinrichs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen K Hinrichs's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 15, 1998 - Present

DAVID VAUGHAN INVESTMENTS, LLC

Office #1: 5823 N. Forest Park Drive, Peoria, IL 61614
RIA
CRD#: 105990
PEORIA, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DV
DAVID VAUGHAN INVESTMENTS, LLC
DAVID VAUGHAN INVESTMENTS INC | DAVID VAUGHAN INVESTMENTS, LLC

CRD#: 105990 / SEC#: 801-12642

RIA
Registered Investment Advisory firm - (3/17/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(7/15/1998)

Exams

Current Firm

DV
DAVID VAUGHAN INVESTMENTS, LLC
DAVID VAUGHAN INVESTMENTS INC | DAVID VAUGHAN INVESTMENTS, LLC

CRD#: 105990 / SEC#: 801-12642

RIA
Registered Investment Advisory firm - (3/17/1977 Approved)
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Contact information

Main Address
5823 N Forest Park Drive, Peoria, IL 61614-3559
Mailing Address
Phone number
(309) 685-0033
Established
Firm type
Fiscal year end
# of Employees
46

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DVI FORM ADV PART 2A BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts4,020
AUM (Assets Under Management)$ 4,930,082,357

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
03/22/2025
Cover Page
Report
11/20/2023
Cover Page
Report
01/03/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAVID VAUGHAN INVESTMENTS, LLC

CRD#: 105990Peoria, IL 61614

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