Edgar Stauber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edgar Stauber was a registered financial professional .
Edgar is a previously registered financial professional and started their career in finance in 1968. Edgar had worked at 8 firms and has passed the Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 1990 - August 25, 2000
SSI SECURITIES CORP.
November 29, 1989 - May 8, 1990
HERZOG, HEINE, GEDULD, LLC
February 8, 1988 - November 29, 1989
COMMVEST SECURITIES,INC.
June 25, 1979 - March 15, 1988
LEHMAN BROTHERS INC.
January 18, 1978 - June 25, 1979
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
January 23, 1974 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
July 22, 1968 - February 10, 1974
S D LUNT & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationPC
Date: 6/30/1977
AMEX Put and Call ExamSeries 1
Date: 4/12/1967
Registered Representative ExaminationCurrent Firm
SSI SECURITIES CORP.
CRD#: 8275 / SEC#: , 8-25021
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 7 |
Red Flags
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