Rodd D. Berro

PEGASUS ASSET MANAGEMENT

MORRISTOWN, NJ 07960

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CRD#: 4341041

Professional summary

Rodd Dee Berro, CFP® is a registered financial advisor currently at PEGASUS ASSET MANAGEMENT INC located in Morristown, New Jersey and PEGASUS GROUP, LLC located in Morristown, New Jersey.

Rodd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Rodd has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodd Dee Berro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 6, 2018 - Present

PEGASUS ASSET MANAGEMENT INC

Office #1: 44 Whippany Road Suite 101, Morristown, NJ 07960

RIA

CRD#: 104766

MORRISTOWN, NJ

Current

July 9, 2021 - Present

PEGASUS GROUP, LLC

Office #1: 44 Whippany Road Suite 101, Morristown, NJ 07960

RIA

CRD#: 113499

MORRISTOWN, NJ

Past

March 24, 2018 - December 31, 2024

SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 285611

MONTEBELLO, NY

Past

August 13, 2014 - November 1, 2016

PEGASUS ASSET MANAGEMENT INC

RIA

CRD#: 104766

MONTEBELLO, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEGASUS ASSET MANAGEMENT INC

CRD#: 104766 / SEC#: 801-3186

RIA

Registered Investment Advisory firm - (5/25/1963 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/28/2025)

IAR

Texas
(11/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PEGASUS ASSET MANAGEMENT INC

CRD#: 104766 / SEC#: 801-3186

RIA

Registered Investment Advisory firm - (5/25/1963 Approved)

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Contact information

Main Address

44 Whippany Road Suite 101, Morristown, NJ 07960

Mailing Address

Phone number

(845) 369-9422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	764
AUM (Assets Under Management)	$ 473,152,383

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodd D. Berro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodd Dee Berro's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEGASUS ASSET MANAGEMENT INC

PEGASUS GROUP, LLC

SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC

PEGASUS ASSET MANAGEMENT INC

Primary Firm SEC Registration

PEGASUS ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Current Firm

PEGASUS ASSET MANAGEMENT INC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PEGASUS ASSET MANAGEMENT INC

TRUST BUT VERIFY

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