William G. Staton

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CRD#: 434097

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Gurley Staton, who also goes by Bill G Staton, Bill Staton, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1972. William had worked at 4 firms and has passed the Series 41, Series 1 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill G Staton | Bill Staton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 16, 2017 - March 28, 2024

NOVARE CAPITAL MANAGEMENT

RIA

CRD#: 117949

CHARLOTTE, NC

Past

December 8, 2011 - December 31, 2017

STATON FINANCIAL ADVISORS, LLC

RIA

CRD#: 120238

CHARLOTTE, NC

Past

December 7, 1987 - July 16, 1988

FIRST TRYON SECURITIES, INC.

CRD#: 17648

Past

May 29, 1986 - September 9, 1987

FIRST TRYON SECURITIES, INC.

CRD#: 17648

Past

May 18, 1972 - December 12, 1985

WACHOVIA SECURITIES, INC.

CRD#: 431

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NOVARE CAPITAL MANAGEMENT

CRD#: 117949 / SEC#: 801-61848

RIA

Registered Investment Advisory firm - (2/26/2003 Approved)

Georgia

Registered Investment Advisory firm - (10/18/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (10/18/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 41

Date: 9/18/1982

NYSE Allied Member Examination

General Industry/Product Exam

Series 1

Date: 5/8/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 40

Date: 3/8/1976

Registered Principal Examination

Current Firm

NOVARE CAPITAL MANAGEMENT

CRD#: 117949 / SEC#: 801-61848

RIA

Registered Investment Advisory firm - (2/26/2003 Approved)

Georgia

Registered Investment Advisory firm - (10/18/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (10/18/2005 Terminated)

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Contact information

Main Address

521 E. Morehead Suite 510, Charlotte, NC 28202

Mailing Address

Po Box 11369, Charlotte, NC 28220

Phone number

(704) 334-3698

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - NOVARE CAPITAL MANAGEMENT, LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,954
AUM (Assets Under Management)	$ 1,723,889,710

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William G. Staton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NOVARE CAPITAL MANAGEMENT

STATON FINANCIAL ADVISORS, LLC

FIRST TRYON SECURITIES, INC.

FIRST TRYON SECURITIES, INC.

WACHOVIA SECURITIES, INC.

Primary Firm SEC Registration

NOVARE CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 41

Date: 9/18/1982

Series 1

Date: 5/8/1972

Series 40

Date: 3/8/1976

Current Firm

NOVARE CAPITAL MANAGEMENT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NOVARE CAPITAL MANAGEMENT

TRUST BUT VERIFY

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