Jeffrey J. Gustaveson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Joseph Gustaveson was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2001. Jeffrey had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2006 - August 22, 2006
VTRADER PRO, LLC
September 26, 2005 - June 23, 2009
TRANSCEND CAPITAL
November 3, 2003 - February 2, 2005
SPEEDTRADER, INC
January 27, 2003 - September 24, 2003
MILLENNIUM BROKERAGE, L.L.C.
March 22, 2002 - August 2, 2002
WORLDCO, L.L.C.
January 26, 2001 - June 4, 2001
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/1/2002
Limited Representative-Equity Trader ExamCurrent Firm
VTRADER PRO, LLC
CRD#: 131920 / SEC#: , 8-66525
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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