Lisa A. Cook

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CRD#: 4340412

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lisa Ann Cook, who also goes by Lisa Ann Jacobson, Lisa Ann Jacobson, was a registered financial professional .

Lisa is a previously registered financial professional and started their career in finance in 2001. Lisa had worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lisa Ann Jacobson | Lisa Ann Jacobson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 28, 2015 - November 16, 2020

INVESCO MANAGED ACCOUNTS, LLC

RIA

CRD#: 154461

SEATTLE, WA

Past

May 21, 2009 - June 30, 2015

FREESTONE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 145711

SEATTLE, WA

Past

May 21, 2009 - January 7, 2015

FREESTONE SECURITIES, LLC

CRD#: 124260

SEATTLE, WA

Past

March 7, 2006 - May 20, 2009

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

BELLEVUE, WA

Past

January 3, 2003 - May 20, 2009

OPPENHEIMER & CO. INC.

CRD#: 249

BELLEVUE, WA

Past

July 19, 2001 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

March 20, 2001 - July 18, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESCO MANAGED ACCOUNTS, LLC

INVESCO MANAGED ACCOUNTS, LLC | SNW ASSET MANAGEMENT, LLC | SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC

CRD#: 154461 / SEC#: 801-61716

RIA

Registered Investment Advisory firm - (1/28/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/30/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/2001

General Securities Representative Examination

Current Firm

INVESCO MANAGED ACCOUNTS, LLC

INVESCO MANAGED ACCOUNTS, LLC | SNW ASSET MANAGEMENT, LLC | SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC

CRD#: 154461 / SEC#: 801-61716

RIA

Registered Investment Advisory firm - (1/28/2003 Approved)

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Contact information

Main Address

2001 Sixth Ave. Suite 2310, Seattle, WA 98121

Mailing Address

Phone number

+1 (866) 769-2773

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SNW ADV 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	12,544
AUM (Assets Under Management)	$ 24,606,305,138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa A. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FREESTONE CAPITAL MANAGEMENT, LLC

FREESTONE SECURITIES, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

INVESCO MANAGED ACCOUNTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/2006

Series 66

Date: 4/30/2001

SIE

Date: 1/7/2015

Series 7

Date: 3/19/2001

Current Firm

INVESCO MANAGED ACCOUNTS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESCO MANAGED ACCOUNTS, LLC

TRUST BUT VERIFY

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