LB
Larry J. Baugh
BAUGH & ASSOCIATES
Atlanta, GA 30328
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CRD#: 4340364
LB
Professional summary
Larry Jack Baugh is a registered financial advisor currently at BAUGH & ASSOCIATES, LLC located in Atlanta, Georgia.
Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Larry has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Trustee of two Life Insurance Trusts; 6065 Roswell Road, Suite 980, Atlanta, GA 30328; since 2007; 20 minutes/year
2. Pugmire Lincoln, Inc. - director of board and corporate secretary, not investment related, 1865 Cobb Parkway, South Marietta, GA 30060; auto dealership; start date 1988; 1 hour/year; give financial advice.
3. Co-Trustee of Trust which owns commercial real estate; 837 South 93rd Street, West Des Moines, IA 50266; start date 12/2012; 15 minutes/month, outside of trading hours; give advice to the other trustee who lives in Iowa.
4. Shaw and Baugh, Inc.: Commercial Real Estate Property Management Co.; 6065 Roswell Road, Suite 980, Atlanta, GA 30328. Properties are owned in various partnerships, LLC's and Tenants in Common; I'm the managing partner, managing member or managing minority owner of these various real estate entities; start date 1977; 8 hours per month, all outside of trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Larry Jack Baugh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2018 - Present
BAUGH & ASSOCIATES, LLC
Office #1: 6065 Roswell Rd Suite 980, Atlanta, GA 30328RIA
CRD#: 136342
Atlanta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
B&
BAUGH & ASSOCIATES, LLC
BAUGH & ASSOCIATES, LLC | NONE
CRD#: 136342 / SEC#: 801-64569
RIA
Registered Investment Advisory firm - (8/5/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(3/16/2018)
Exams
Current Firm
B&
BAUGH & ASSOCIATES, LLC
BAUGH & ASSOCIATES, LLC | NONE
CRD#: 136342 / SEC#: 801-64569
RIA
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Contact information
Main Address
6065 Roswell Rd Suite 980, Atlanta, GA 30328
Mailing Address
Phone number
(404) 256-0268
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 432 |
| AUM (Assets Under Management) | $ 264,275,747 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
