Benjamin L. Platt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Lawson Platt, who also goes by Benjamin Platt, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2001. Benjamin had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2023 - November 10, 2023
TEMBO WEALTH
August 4, 2022 - December 31, 2022
TEMBO WEALTH
June 1, 2001 - November 6, 2003
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
TEMBO WEALTH
CRD#: 314198 / SEC#:
Contact information
Red Flags
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