Nirmal M. Rijhwani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nirmal M Rijhwani, who also goes by Nimo Rijhwani, Nirmal Rijhwani, was a registered financial professional .
Nirmal is a previously registered financial professional and started their career in finance in 2001. Nirmal had worked at 13 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2019 - July 1, 2021
IM GLOBAL US DISTRIBUTORS LLC
June 24, 2019 - September 10, 2019
VIGILANT DISTRIBUTORS, LLC
September 9, 2014 - October 18, 2018
AQUILA DISTRIBUTORS LLC
January 30, 2013 - October 15, 2013
ALT FUND DISTRIBUTORS LLC
October 24, 2011 - July 23, 2012
BIC DISTRIBUTORS, LLC
October 17, 2005 - August 23, 2011
GLOBAL ATLANTIC DISTRIBUTORS, LLC
January 1, 2005 - October 13, 2005
JPMORGAN DISTRIBUTION SERVICES, INC.
March 15, 2004 - October 24, 2005
J.P. MORGAN INVESTMENT MANAGEMENT INC.
January 9, 2004 - January 1, 2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 24, 2003 - November 26, 2003
FIDELITY BROKERAGE SERVICES LLC
March 11, 2003 - May 9, 2003
CHASE INVESTMENT SERVICES CORP.
March 11, 2003 - May 9, 2003
CHASE INVESTMENT SERVICES CORP.
December 3, 2002 - March 24, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 12, 2001 - March 24, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 2, 2001 - April 27, 2001
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/7/2024
General Securities Representative ExaminationCurrent Firm
IM GLOBAL US DISTRIBUTORS LLC
CRD#: 299892 / SEC#: , 8-70266
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
