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JD

Jason L. Dagley

Some features on this profile are disabled
CRD#: 4340296
JD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Lee Dagley was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 2001. Jason had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) LION STREET INC ADDRESS - 515 CONGRESS AVE STE 2500 AUSTIN TX 78701 INVESTMENT RELATED - YES NATURE OF BUSINESS - NETWORK OF LIFE INSURANCE PROFESSIONALS POSITION/TITLE - MINORITY OWNER HOURS PER MONTH - 2 TO 4 HOURS DURING SECURITIES TRADING - 2 TO 4 START DATE - 5/2021

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 7, 2021 - December 15, 2023

LION STREET ADVISORS, LLC

RIA
CRD#: 167610
Alpharetta, GA
Past

June 4, 2021 - December 15, 2023

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
Alpharetta, GA
Past

October 28, 2015 - June 9, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
ALPHARETTA, GA
Past

May 14, 2015 - June 9, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ALPHARETTA, GA
Past

February 16, 2012 - May 21, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
ALPHARETTA, GA
Past

February 13, 2012 - May 21, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
ALPHARETTA, GA
Past

March 12, 2008 - March 13, 2012

COLONY PARK FINANCIAL SERVICES LLC.

RIA
CRD#: 41534
ATLANTA, GA
Past

March 10, 2008 - March 13, 2012

COLONY PARK FINANCIAL SERVICES LLC.

BD
CRD#: 41534
GREENVILLE, SC
Past

May 9, 2005 - January 28, 2008

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
ATLANTA, GA
Past

December 6, 2004 - January 28, 2008

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
ATLANTA, GA
Past

April 15, 2003 - November 23, 2004

USI ADVISORS

RIA
CRD#: 108113
GLASTONBURY, CT
Past

February 7, 2001 - October 22, 2004

USI SECURITIES, INC.

BD
CRD#: 43793
GLASTONBURY, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/1/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/9/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/7/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/6/2001
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/5/2007
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 12/13/2001
Investment Company Products/Variable Contracts Principal Examination

Current Firm

LS
LION STREET ADVISORS, LLC
LION STREET ADVISORS, LLC

CRD#: 167610 / SEC#: 801-107414

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Contact information

Main Address
300 Colorado Suite 2600, Austin, TX 78701
Mailing Address
Phone number
(512) 776-8400
Established
Firm type
Fiscal year end
# of Employees
152

Documents

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (4/1/2025)
ADVISORYONE - ENVESTNET (4/1/2025)
LSA ADV PART 2A (4/1/2025)

Regulatory assets under management

Total Number of Accounts7,668
AUM (Assets Under Management)$ 3,177,363,713

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LION STREET ADVISORS, LLC

CRD#: 167610

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