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Richard Dean Starr

CRD# 434020·Registered 1970 - 2016
Previously Registered: Being a previously registered professional could mean that Richard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Richard Dean Starr was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 1970 - 2016. Richard had worked at 18 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 18, Series 1, Series 53, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

EXVERE SECURITIES LLC·CRD# 166353
BD
Seattle, WA
October 2, 2013 - February 19, 2016
EXVERE SECURITIES LLC·CRD# 142803
BD
Seattle, WA
May 8, 2007 - September 27, 2011
LASALLE FINANCIAL SERVICES, INC.·CRD# 20373
BD
Chicago, IL
August 1, 2000 - June 3, 2005
GATEWAY INVESTMENT SERVICES, INC.·CRD# 31153
BD
Oak Park, IL
November 20, 1997 - January 19, 2000
FIRST INTERSTATE INVESTMENTS,INC.·CRD# 17101
BD
March 29, 1995 - January 11, 1996
INDEPENDENT DISTRIBUTIONS, INC.·CRD# 37340
BD
Wayzata, MN
January 16, 1995 - August 15, 1996
EXPRESS SECURITIES, INCORPORATED·CRD# 27339
BD
Westboro, MA
July 10, 1991 - July 27, 1994
IFS FUND DISTRIBUTORS, INC.·CRD# 24075
BD
Cincinnati, OH
April 7, 1989 - February 3, 1995
PACIFIC FIRST SECURITIES, LTD.·CRD# 18021
BD
October 1, 1986 - July 21, 1988
TRAFALGAR SECURITIES CORP.·CRD# 15920
BD
February 19, 1985 - September 16, 1985
GREATER PACIFIC SECURITIES,INC.·CRD# 10488
BD
September 10, 1984 - November 26, 1984
HUNTINGTON INVESTMENTS, INC.·CRD# 13897
BD
March 19, 1984 - May 29, 1984
CONTINENTAL AMERICAN SECURITIES, INC.·CRD# 5185
BD
July 29, 1982 - January 5, 1984
GRADISON & COMPANY INCORPORATED·CRD# 859
BD
June 23, 1982 - August 2, 1982
LEHMAN BROTHERS INC.·CRD# 7506
BD
December 29, 1977 - November 16, 1978
LOEB RHOADES & CO. INC.·CRD# 7502
BD
January 4, 1977 - January 17, 1978
LOEB, RHOADES & CO. INC.·CRD# 525
BD
July 20, 1972 - January 4, 1977
SHEARSON, HAMMILL & CO., INCORPORATED·CRD# 766
BD
July 30, 1970 - August 18, 1972

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Current Firm

ES
EXVERE SECURITIES LLC

EXVERE SECURITIES LLC

CRD#: 166353 / SEC#: 8-69202
BD
Terminated by SEC on 02/19/2016

Contact Information

Established

Washington since 09/14/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
EXVERE INC.SHAREHOLDER—
BRUSTKERN, MICHAEL FRANKLINCHAIRMAN5273153
NOONE, GREGORY JOHNCEO, CLO, CCO6098019
STARR, RICHARD DEANFINOP434020

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2013About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1982About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2016About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Feb 1983About the Series 3 exam

Series 18 — Securities Industry Rules and Regulations Examination

Passed Nov 1981

Series 1 — Registered Representative Examination

Passed Jul 1968

Series 53 — Municipal Securities Principal Examination

Passed Jan 1985About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 1983About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Aug 1983About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 1982About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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