Richard D. Starr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Dean Starr was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1970. Richard had worked at 18 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 18, Series 1, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2013 - February 19, 2016
EXVERE SECURITIES LLC
May 8, 2007 - September 27, 2011
EXVERE SECURITIES LLC
August 1, 2000 - June 3, 2005
LASALLE FINANCIAL SERVICES, INC.
November 20, 1997 - January 19, 2000
GATEWAY INVESTMENT SERVICES, INC.
March 29, 1995 - January 11, 1996
FIRST INTERSTATE INVESTMENTS,INC.
January 16, 1995 - August 15, 1996
INDEPENDENT DISTRIBUTIONS, INC.
July 10, 1991 - July 27, 1994
EXPRESS SECURITIES, INCORPORATED
April 7, 1989 - February 3, 1995
IFS FUND DISTRIBUTORS, INC.
October 1, 1986 - July 21, 1988
PACIFIC FIRST SECURITIES, LTD.
February 19, 1985 - September 16, 1985
TRAFALGAR SECURITIES CORP.
September 10, 1984 - November 26, 1984
GREATER PACIFIC SECURITIES,INC.
March 19, 1984 - May 29, 1984
HUNTINGTON INVESTMENTS, INC.
July 29, 1982 - January 5, 1984
CONTINENTAL AMERICAN SECURITIES, INC.
June 23, 1982 - August 2, 1982
GRADISON & COMPANY INCORPORATED
December 29, 1977 - November 16, 1978
LEHMAN BROTHERS INC.
January 4, 1977 - January 17, 1978
LOEB RHOADES & CO. INC.
July 20, 1972 - January 4, 1977
LOEB, RHOADES & CO. INC.
July 30, 1970 - August 18, 1972
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 18
Date: 11/21/1981
Securities Industry Rules and Regulations ExaminationSeries 1
Date: 7/15/1968
Registered Representative ExaminationCurrent Firm
EXVERE SECURITIES LLC
CRD#: 166353 / SEC#: , 8-69202
Contact information
Documents
Red Flags
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