Gregory C. Lathrop
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Colin Lathrop was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1981. Gregory had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 1981 - April 29, 2025
LATHROP INVESTMENT MANAGEMENT CORP
State Registrations and Notice Filings
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Exams
Current Firm
LATHROP INVESTMENT MANAGEMENT CORP
CRD#: 108327 / SEC#: 801-16128
Contact information
Regulatory assets under management
| Total Number of Accounts | 841 |
| AUM (Assets Under Management) | $ 868,362,753 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2024 | ||
| 11/13/2023 | ||
| 07/21/2022 |
Red Flags
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