David A. Adkins

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CRD#: 4339952

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Allen Adkins, who also goes by David A Adkins, David Allen Adkins, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2001. David had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David A Adkins | David Allen Adkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 1, 2016 - September 18, 2018

PNC CAPITAL ADVISORS LLC

RIA

CRD#: 151829

Cleveland, OH

Past

November 1, 2016 - September 20, 2018

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CRD#: 118787

CLEVELAND, OH

Past

January 21, 2011 - September 12, 2016

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

CLEVELAND, OH

Past

January 21, 2011 - September 12, 2016

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

CLEVELAND, OH

Past

September 2, 2010 - December 22, 2010

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

INDEPENDENCE, OH

Past

August 30, 2010 - December 22, 2010

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

INDEPENDENCE, OH

Past

October 17, 2007 - April 22, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

FAIRLAWN, OH

Past

October 12, 2007 - April 22, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

FAIRLAWN, OH

Past

August 4, 2005 - August 4, 2006

OSAIC FS, INC.

RIA

CRD#: 3870

CLEVELAND, OH

Past

July 29, 2005 - August 4, 2006

OSAIC FS, INC.

CRD#: 3870

CLEVELAND, OH

Past

July 14, 2004 - June 6, 2005

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

CLEVELAND, OH

Past

March 26, 2002 - June 6, 2005

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

March 12, 2001 - April 12, 2002

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684

RIA

Registered Investment Advisory firm - (9/29/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/2001

General Securities Representative Examination

Current Firm

PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684

RIA

Registered Investment Advisory firm - (9/29/2009 Approved)

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Contact information

Main Address

One East Pratt Street Fifth Floor - East, Baltimore, MD 21202

Mailing Address

Phone number

(216) 222-3921

Established

Firm type

Fiscal year end

# of Employees

263

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PCA FORM ADV PART 2A BROCHURE 2025 4 4 (4/4/2025)

Regulatory assets under management

Total Number of Accounts	573
AUM (Assets Under Management)	$ 42,558,194,728

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
08/24/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David A. Adkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FORESIDE DISTRIBUTION SOLUTIONS, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

OSAIC FS, INC.

OSAIC FS, INC.

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

KEYBANC CAPITAL MARKETS INC.

Primary Firm SEC Registration

PNC CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2001

SIE

Date: 9/20/2018

Series 7

Date: 3/9/2001

Current Firm

PNC CAPITAL ADVISORS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PNC CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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