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AM

Andrew C. Marshall

ATLANTA, GA 30328
Some features on this profile are disabled
CRD#: 4339885
AM
Andrew Charles Marshall

Professional summary

Andrew Charles Marshall, who also goes by Andy Marshall, was a registered financial professional .

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2001. Andrew had worked at 14 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Aliases

Andy Marshall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 21, 2026 - Present

Office #1: 6285 Barfield Road Suite 250, Atlanta, GA 30328
ATLANTA, GA
Past

September 11, 2024 - August 25, 2026

METRIC FINANCIAL, LLC

BD
CRD#: 33324
ATLANTA, GA
Past

August 2, 2019 - September 30, 2024

PEACHTREE PC INVESTORS, LLC

BD
CRD#: 301004
Atlanta, GA
Past

January 22, 2019 - August 30, 2019

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

May 22, 2018 - September 5, 2018

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

October 17, 2016 - August 3, 2017

S2K FINANCIAL LLC

BD
CRD#: 248786
ORLANDO, FL
Past

December 11, 2015 - September 27, 2016

STRATCAP SECURITIES, LLC

BD
CRD#: 151152
NEW YORK, NY
Past

December 3, 2013 - December 4, 2015

REALTY CAPITAL SECURITIES, LLC

BD
CRD#: 145454
NEW YORK CITY, NY
Past

September 16, 2010 - September 24, 2013

CAREY FINANCIAL, LLC

BD
CRD#: 15246
ATLANTA, GA
Past

November 9, 2007 - September 17, 2010

INLAND SECURITIES CORPORATION

BD
CRD#: 15807
OAK BROOK, IL
Past

February 26, 2007 - November 5, 2007

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
DALLAS, TX
Past

April 10, 2006 - November 5, 2007

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
DALLAS, TX
Past

July 16, 2003 - February 22, 2006

WELLS INVESTMENT SECURITIES,INC.

BD
CRD#: 15252
NORCROSS, GA
Past

October 21, 2002 - November 22, 2002

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

February 16, 2001 - October 21, 2002

ONE ORCHARD EQUITIES, INC.

BD
CRD#: 42124
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/15/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/19/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 9/5/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/13/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/15/2001
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/26/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current firm

No current employment

Red Flags

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Company Information

No current employment

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