James S. Craig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Scott Craig was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2001. James had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2025 - April 23, 2025
VISION WEALTH MANAGEMENT, INC.
July 26, 2011 - April 7, 2025
LPL FINANCIAL LLC
July 21, 2011 - May 8, 2025
LPL FINANCIAL LLC
June 1, 2010 - July 22, 2011
WOODBURY FINANCIAL SERVICES, INC.
June 1, 2010 - July 22, 2011
WOODBURY FINANCIAL SERVICES, INC.
January 26, 2010 - June 3, 2010
CETERA WEALTH SERVICES, LLC
October 6, 2009 - June 3, 2010
CETERA WEALTH SERVICES, LLC
September 20, 2005 - July 31, 2009
CUNA BROKERAGE SERVICES, INC.
June 5, 2002 - July 31, 2009
CUNA BROKERAGE SERVICES, INC.
April 2, 2001 - May 13, 2002
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VISION WEALTH MANAGEMENT, INC.
CRD#: 324595 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 330 |
| AUM (Assets Under Management) | $ 60,872,494 |
Red Flags
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