Dennis K. Rasmussen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Keith Rasmussen was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 2001. Dennis had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2010 - October 4, 2025
DVR ENTERPRISES, INC.
October 6, 2008 - September 25, 2009
BROKERSXPRESS LLC
October 1, 2008 - September 25, 2009
BROKERSXPRESS LLC
April 14, 2004 - September 3, 2008
CENTAURUS FINANCIAL, INC.
June 18, 2002 - September 3, 2008
CENTAURUS FINANCIAL, INC.
January 26, 2001 - February 5, 2002
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DVR ENTERPRISES, INC.
CRD#: 150639 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 500,000 |
Red Flags
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