Frederick C. Merrick Ii
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Chapman Merrick Ii, who also goes by Frederick Chapman Merrick, was a registered financial advisor .
Frederick is a previously registered financial advisor and started their career in finance in 2003. Frederick had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2007 - January 7, 2010
FAIRPORT ASSET MANAGEMENT
June 17, 2003 - November 30, 2007
FAIRPORT ASSET MANAGEMENT, LLC
January 23, 2003 - January 31, 2005
T&M ASSET MANAGEMENT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
FAIRPORT ASSET MANAGEMENT
CRD#: 145182 / SEC#: 801-68520
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
