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AO

Antonio Oliveira Moura

BOREAL CAPITAL MANAGEMENT LLC
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4339637
AO

Professional summary

Antonio Oliveira Moura, who also goes by Antonio Oliveira Moura, Antonio Moura, Antonio Rui Oliveira Moura, is a registered financial advisor currently at BOREAL CAPITAL MANAGEMENT LLC located in Miami, Florida and BOREAL CAPITAL SECURITIES LLC located in Miami, Florida.

Antonio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Antonio has worked at 7 firms and has passed the Series 66, Series 42, Series 62, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Antonio Oliveira Moura | Antonio Moura | Antonio Rui Oliveira Moura

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Dragao Corporation: S-Corporation established for the sole purpose to hold investment property in Miami Beach, FL. Compensation received via monthly rental income. Rental Income received is before deduction of expenses (ex: mortgage, property tax, maintenance and management) No time dedicated to this activity. 2. Observer to the Central America Bottling Corp Board of Directors meetings that are held quarterly and reporting back to one client in his capacity as a financial advisor. There is no participation in the board meetings, only an observer. No compensation derived from this activity and approx. 2 hours spent per meeting. 3. Investments in Private Securities (Pre-IPO companies) through Equityzen (www.equityzen.com). Current investments in six entities as personal investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio Oliveira Moura's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 10, 2021 - Present

BOREAL CAPITAL MANAGEMENT LLC

Office #1: 1450 Brickell Avenue Suite 2900, Miami, FL 33131
RIA
CRD#: 112221
Miami, FL
Current

August 20, 2020 - Present

BOREAL CAPITAL SECURITIES LLC

Office #1: 1450 Brickell Avenue, Suite 2900, Miami, FL 33131Office #2: 1450 Brickell Avenue Suite 2900, Miami, FL 33131
BD
CRD#: 158599
Miami, FL
Past

December 4, 2019 - January 28, 2021

EFG ASSET MANAGEMENT (AMERICAS) CORP.

RIA
CRD#: 158905
MIAMI, FL
Past

July 21, 2016 - February 22, 2019

EFG CAPITAL ADVISORS INC.

RIA
CRD#: 112224
MIAMI, FL
Past

September 21, 2011 - November 6, 2014

EFG CAPITAL ADVISORS LLC

RIA
CRD#: 145208
MIAMI, FL
Past

August 23, 2005 - August 10, 2020

EFG CAPITAL INTERNATIONAL

BD
CRD#: 40118
MIAMI, FL
Past

February 26, 2002 - January 19, 2005

BRICKELL GLOBAL MARKETS, INC.

BD
CRD#: 104316
MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BOREAL CAPITAL MANAGEMENT LLC
BOREAL CAPITAL MANAGEMENT LLC | PRS LATAM LLC | MORA WEALTH MANAGEMENT LLC | INTRACOASTAL FAMILY OFFICE

CRD#: 112221 / SEC#: 801-57604

RIA
Registered Investment Advisory firm - (6/9/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/20/2020)
IAR
Florida
(6/10/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/25/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 42
Date: 1/2/2023
Registered Options Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/25/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BOREAL CAPITAL MANAGEMENT LLC
BOREAL CAPITAL MANAGEMENT LLC | PRS LATAM LLC | MORA WEALTH MANAGEMENT LLC | INTRACOASTAL FAMILY OFFICE

CRD#: 112221 / SEC#: 801-57604

RIA
Registered Investment Advisory firm - (6/9/2000 Approved)
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Contact information

Main Address
1450 Brickell Avenue Suite 2900, Miami, FL 33131
Mailing Address
Phone number
(305) 459-5400
Established
Firm type
Fiscal year end
# of Employees
44

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BOREAL CAPITAL MANAGEMENT - FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts719
AUM (Assets Under Management)$ 1,839,898,461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOREAL CAPITAL MANAGEMENT LLC

CRD#: 112221Miami, FL 33131

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